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Holm & Cawley Financial Group LLC

Holm & Cawley Financial Group LLC. CRD 150601

Holm & Cawley Financial Group LLC logo

CRD: 150601

Holm & Cawley Financial Group LLC

LAS Vegas, NV, 89113
7022773945
$128.8M Total AUM
$108.2M Disc. AUM
-- 3Y CAGR
5 Employees
251 ADV. Clients
16 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Interactive Brokers · TD Ameritrade
Clients
Retail and Institutional
Platforms
Fusion timber
Established Date
07-09-2009
Office Locations
3

Office Locations

139 S. Main Street Helper UT
5155 S Durango Drive STE# 102 LAS Vegas NV
5155 S. Durango Drive LAS Vegas NV

About Holm & Cawley Financial Group LLC

Holm & Cawley Financial Group is a Las Vegas-based RIA providing investment advice, financial planning, and retirement plan guidance, with additional support around estate/tax planning, insurance, and risk management. Portfolios are implemented primarily with ETFs and complemented by mutual funds, and the firm works across retail and institutional relationships, including custody through Charles Schwab.

Team overview

47 AVG AGE
$32.2M AVG AUM / ADVISOR
$513.2K AVG AUM / CLIENT
11 yrs AVG TENURE
5 Employees
4 Advisory Reps
5 RIA Reps
16yrs Firm Age

Insights

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Asset Classes

Crest

Client Personas

Pathway zenith

Custodian

Momentum frontier

Investment Vehicles

Quantum vector

Platform

Summit Value zenith

Services

Crest peak Harbor foundation Pathway Pathway bridge Quantum timber Matrix foundation Harbor

Technology

Legacy

Owner & Executives

K

KRIS ANTHONY HOLM

Investment Advisor, Managing Member

CRD
#2431395
Ownership
50% but less than 75%
(788) 360-4634
radial.eagle@primecapital.com
in linkedin.com/in/catalyst-unison
B

BENJAMIN CLAUDE CAWLEY

Chief Compliance Officer

CRD
#5673671
Ownership
25% but less than 50%
(756) 379-4073
oak.radial@frontiercapital.com
in linkedin.com/in/summit-insight
C

Crest meridian

Bridge element

CRD
#36788
Ownership
18.9%
(989) 385-5011
vector.crest@momentumcapital.com
in linkedin.com/in/oak-timber

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Contacts

S

Shay W Lewis

--

CRD
#7930522
(245) 735-7017
signal.delta@frontiercapital.com
in linkedin.com/in/bridge-focus

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-04-2026
Category Assets AVG. Account size
Discretionary $108,174,000 $268,422
Non-Discretionary $20,642,000 $2,293,556
Total $128,816,000 $312,660

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Separately Managed Accounts

Total SMA Asset: $128,816,000

$128.8M Total SMA
Equity - Exchange:
17.2%
U.S. Government/Agency:
36.5%
Cash:
14.5%
Municipal Bonds:
31.8%
Asset class Assets Assets %
Equity - Exchange $945,291,588 17.2%
U.S. Government/Agency $2,005,996,683 36.5%
Cash $796,902,792 14.5%
Municipal Bonds $1,747,690,260 31.8%
Total $5,495,881,323 100.0%

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