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Request a Free TrialFirm Details
- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 03-30-2016
- Office Locations
- 3
Office Locations
About Howard Bailey Securities, LLC
Howard Bailey Financial (Howard Bailey Securities, LLC) advises pre-retirees and retirees on custom retirement strategies focused on risk management, retirement income, and tax-efficient planning. Its team-based approach blends education and 1:1 meetings, with services spanning financial, estate, and insurance planning and portfolio construction using ETFs, mutual funds, and annuities. The firm highlights “Retire with Purpose” content and a Chief Purpose Officer role addressing the non-financial side of retirement.
Reported data analysis
What the numbers show
Between November 7, 2025 and July 22, 2026, reported AUM increased 20.2%, from $484.9M to $582.8M.
Across 5 reported observations, AUM increased 71.3% between September 22, 2022 and July 22, 2026, from $340.2M to $582.8M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 15 advisory representatives and 1,756 clients, or 117.1 clients per representative. That equates to $331.9K in reported AUM per client.
The profile lists 3 reported office locations and 10 years in operation. The source data was last updated on July 22, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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Owner & Executives
CASEY BAILEY WEADE
Chief Executive Officer, President
- CRD
- #5659151
- Ownership
- 75% or more
Rachel Ann Lockwood
Advisor, Chief Compliance Officer
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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Isaac James Berg
Financial Advisor, General Partner
- CRD
- #7517046
REID MCKINNEY BRAUN
Financial Advisor, General Partner
- CRD
- #6265557
Showing 2 of 12 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $582,792,249 | $143,686 |
| Non-Discretionary | $0 | -- |
| Total | $582,792,249 | $143,686 |
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Separately Managed Accounts
SMA allocation detail is available
Howard Bailey Securities, LLC has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
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Howard Bailey Securities, LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.