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- Custodian
- Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- PathwayOak
- Established Date
- 03-30-2016
- Office Locations
- 4
Office Locations
About Howard Bailey Securities, LLC
Howard Bailey Financial (Howard Bailey Securities, LLC) advises pre-retirees and retirees on custom retirement strategies focused on risk management, retirement income, and tax-efficient planning. Its team-based approach blends education and 1:1 meetings, with services spanning financial, estate, and insurance planning and portfolio construction using ETFs, mutual funds, and annuities. The firm highlights “Retire with Purpose” content and a Chief Purpose Officer role addressing the non-financial side of retirement.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
CASEY BAILEY WEADE
Chief Executive Officer, President
- CRD
- #5659151
- Ownership
- 75% or more
Rachel Ann Lockwood
Chief Compliance Officer
- CRD
- --
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
Unlock allContacts
Isaac James Berg
Financial Advisor, General Partner
- CRD
- #7517046
REID MCKINNEY BRAUN
Financial Advisor, General Partner
- CRD
- #6265557
Prime insight
Pathway harbor
- CRD
- #11518
Showing 2 of 14 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $582,792,249 | $143,686 |
| Non-Discretionary | $0 | -- |
| Total | $582,792,249 | $143,686 |
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Separately Managed Accounts
Total SMA Asset: $582,792,249
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $251,133,564 | 12.5% |
| Equity - Exchange | $944,262,200 | 47.0% |
| Cash | $813,672,747 | 40.5% |
| Total | $2,009,068,511 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| CAPITAL WAVE | FRONTIER OPTIMA | GHIE8RA8L | RZNM | 10.85% | $57,636,514 |
| BRIDGE TIMBER | CREST PEAK | UJEJDL0Z7 | VGQ | 6.95% | $59,849,064 |
| PATHWAY SUMMIT FOUNDATION | ZENITH ATLAS | WVVLK5IVW | COTM | 10.39% | $44,663,404 |
| MERIDIAN MATRIX DELTA | WAVE WAVE | PVC9YF7L4 | WCK | 8.13% | $49,289,837 |
| PRIME PIONEER WAVE | HORIZON FUSION | LUAU8V9K0 | ZUZT | 8.75% | $43,525,785 |
| MERIDIAN UNISON MOMENTUM | GLACIER ALPHA | 6DBM3JVP8 | XCBR | 5.48% | $35,994,601 |
| CATALYST QUANTUM | TIMBER HORIZON | 9ZIXZEMUP | DYYM | 7.36% | $88,908,767 |
| HARBOR PIONEER HORIZON | GLACIER SUMMIT | 8XQJQYLH9 | QOQR | 8.33% | $61,671,325 |