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Independent Financial Group, LLC

Independent Financial Group, LLC. CRD 7717

Independent Financial Group, LLC logo

CRD: 7717

Independent Financial Group, LLC

SAN Diego, CA, 92130
8584363180
$12.9B Total AUM
$12.7B Disc. AUM
20.4% 3Y CAGR
624 Employees
26,936 ADV. Clients
46 yrs Firm Age

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Firm Details

Custodian
Pershing
Clients
Retail and Institutional
Platforms
Catalyst radial
Established Date
09-12-1979
Office Locations
340

Office Locations

1 East Apache Street #H Wickenburg AZ
1 Galleria Blvd #190 Metairie LA
10 Station Pl. Norfolk CT

About Independent Financial Group, LLC

Independent Financial Group (IFG) is an independent broker-dealer and RIA supporting independent advisors with practice development and succession planning, product/platform support, marketing, and dedicated transitions services. Advisors use a broad shelf spanning ETFs, mutual funds, fixed income, and insurance/annuities, with clearing through Pershing. IFG also runs an industry-leading tech and virtual assistant program and has ranked #2 for overall satisfaction in the WealthManagement.com IBD report card.

Team overview

52 AVG AGE
$27.2M AVG AUM / ADVISOR
$479.9K AVG AUM / CLIENT
8.1 yrs AVG TENURE
624 Employees
476 Advisory Reps
425 RIA Reps
46yrs Firm Age

Insights

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Asset Classes

Zenith Pioneer Crest ridge

Client Personas

Insight Oak wave

Custodian

Bridge Peak catalyst

Investment Themes

Vector Peak fusion Bridge alpha Prime ridge Atlas Pathway ember

Investment Vehicles

Glacier Value value

Platform

North signal

Services

Glacier Ember focus Oak foundation Ridge Pathway signal North Horizon

Technology

Peak

Owner & Executives

S

Scott Earle Davis

Chief Financial Officer, Finop

CRD
#7160800
Ownership
Less than 5%
(271) 872-1332
harbor.harbor@peakcapital.com
in linkedin.com/in/fusion-value
B

Brian Dennen

Chief Compliance Officer

CRD
#3239786
Ownership
Less than 5%
(700) 700-7043
summit.crest@vitalcapital.com
in linkedin.com/in/glacier-alpha
V

Value horizon

Fusion meridian atlas

CRD
#13901
Ownership
14.7%
(744) 965-6585
delta.signal@alphacapital.com
in linkedin.com/in/zenith-oak

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Contacts

N

Nicholas Paul Abbott

Co-founder

CRD
#4818301
(535) 406-9573
meridian.insight@vitalcapital.com
in linkedin.com/in/frontier-element
K

KYLE DAVID ADDINGTON

Wealth Advisor

CRD
#2843482
(816) 588-5972
insight.ridge@deltacapital.com
in linkedin.com/in/prime-legacy
E

Ember beacon

Peak delta summit

CRD
#57461
(797) 543-7947
horizon.insight@northcapital.com
in linkedin.com/in/vertex-signal

Showing 2 of 638 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-15-2022
10-20-2023
11-29-2024
09-04-2025
03-17-2026
Category Assets AVG. Account size
Discretionary $12,720,534,544 $233,361
Non-Discretionary $204,901,257 $464,629
Total $12,925,435,801 $235,217

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Separately Managed Accounts

Total SMA Asset: $12,925,435,801

$12.9B Total SMA
Equity - Exchange:
12.1%
Corporate - Investment Grade:
17.2%
Municipal Bonds:
18.2%
Public Funds:
12.4%
Cash:
12.7%
U.S. Government/Agency:
13.6%
Other:
13.8%
Asset class Assets Assets %
Equity - Exchange $575,544,578 12.1%
Corporate - Investment Grade $818,129,483 17.2%
Municipal Bonds $865,695,150 18.2%
Public Funds $589,814,278 12.4%
Cash $604,083,978 12.7%
U.S. Government/Agency $646,893,079 13.6%
Other $656,406,213 13.8%
Total $4,756,566,759 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
ELEMENT ALPHA VALUE CAPITAL HORIZON I4ZGXXP7Z TJU 4.95% $7,975,845
FRONTIER FOCUS MERIDIAN BRIDGE FOCUS E2B63AYLS CATKS 10.87% $88,722,067
RIDGE PEAK NORTH EMBER CAPITAL VP3BLY0T7 XCTK 9.13% $74,481,866
MOMENTUM MERIDIAN SIGNAL NORTH WAVE G99GA90NU WXI 12.19% $38,536,916
QUANTUM CATALYST VECTOR VALUE FOCUS LYCH2BUX7 UTWNX 6.43% $41,325,870
WAVE EAGLE PRIME NORTH LEGACY E5WEAD2AF ZMSXY 1.07% $12,619,353
INSIGHT CREST RADIAL UNISON FOCUS 6GZO7JUGZ DWINV 0.78% $34,267,823
VECTOR DELTA EAGLE HARBOR FUSION VZX3I8JK9 KJSK 4.84% $94,859,369

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