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Intercarolina Financial Services, Inc.

Intercarolina Financial Services, Inc.. CRD 19475

Intercarolina Financial Services, Inc. logo

CRD: 19475

Intercarolina Financial Services, Inc.

$85.4M Total AUM
$10.9M Disc. AUM
-- 3Y CAGR
29 Employees
542 ADV. Clients
39 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS ยท LPL Financial
Clients
Retail
Platforms
Available
Established Date
07-02-1987
Office Locations
10

Office Locations

203-A East Jackson AVE Vinton VA
210 North Main Street Oakboro NC
2506 Baytree Dr. Greensboro NC

About Intercarolina Financial Services, Inc.

InterCarolina Financial Services, Inc. is an independent Greensboro, NC broker-dealer and SEC-registered investment adviser (FINRA/SIPC). The firm provides financial planning, insurance, and fee-based asset management, plus brokerage execution for stocks, bonds, mutual funds, ETFs, CDs, options, annuities and munis. Advisory accounts may be discretionary or non-discretionary and are monitored at least quarterly; brokerage clears through Interactive Brokers.

Team overview

58 AVG AGE
$9.5M AVG AUM / ADVISOR
$157.5K AVG AUM / CLIENT
15.1 yrs AVG TENURE
29 Employees
9 Advisory Reps
9 RIA Reps
39yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

J

JOSEPH EUGENE NAVOLANIC

President

CRD
#727399
Ownership
50% but less than 75%
Available
Available
Available
MARCUS DALE KINDLEY

MARCUS DALE KINDLEY

Chief Compliance Officer, Owner, VICE PRESIDENT

CRD
#734449
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

JOHN ALBERT AMICK

JOHN ALBERT AMICK

Financial Advisor

CRD
#3110256
Available
Available
Available
A

ANNA LANE BONHAM

--

CRD
#1717960
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-06-2022
07-23-2023
03-22-2024
03-25-2025
04-30-2026
Category Assets AVG. Account size
Discretionary $10,880,900 $236,541
Non-Discretionary $74,490,000 $331,067
Total $85,370,900 $315,022

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Equity - OTC:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Equity - OTC Available Available
Total Available Available

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