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Investment Management Associates

Investment Management Associates. CRD 110900

Investment Management Associates logo

CRD: 110900

Investment Management Associates

Greenwood Village, CO, 80111
3037968333
$810.0M Total AUM
$794.9M Disc. AUM
24.7% 3Y CAGR
8 Employees
385 ADV. Clients
37 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Tiaa
Clients
Retail and Institutional
Platforms
Value focusMeridian vector +more
Established Date
06-28-1988
Office Locations
1

Office Locations

5690 DTC Blvd Suite 140w Greenwood Village CO

About Investment Management Associates

Investment Management Associates (IMA) is a Colorado-based RIA offering custom, stress-tested portfolios built on long-term, low-risk value investing. The firm uses a research-heavy, fad-free stock selection process with clear buy/sell criteria and provides full transparency via quarterly letters and anytime position access. Clients can request ethical or tax-based exclusions and have direct access to decision makers. Leadership invests alongside clients; CEO/CIO Vitaliy Katsenelson, CFA is widely published.

Team overview

48 AVG AGE
$202.5M AVG AUM / ADVISOR
$2.1M AVG AUM / CLIENT
10.2 yrs AVG TENURE
8 Employees
4 Advisory Reps
3 RIA Reps
37yrs Firm Age

Insights

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Asset Classes

Matrix timber Crest momentum Delta zenith Unison

Client Personas

Bridge

Custodian

Insight wave Vertex meridian Signal beacon Vector catalyst Signal pioneer Zenith Fusion Peak Foundation capital

Investment Themes

Value peak Harbor harbor Prime Fusion Harbor zenith

Investment Vehicles

Alpha

Platform

Vertex pathway Harbor

Services

Meridian ridge Harbor oak Alpha vertex Vertex element Delta Vital Summit glacier

Technology

Insight Insight Timber wave

Owner & Executives

VITALIY N KATSENELSON

VITALIY N KATSENELSON

Chief Compliance Officer, Chief Executive Officer, Chief Investment Officer

CRD
#4392655
Ownership
75% or more
(688) 853-3266
prime.focus@pathwaycapital.com
in linkedin.com/in/radial-element

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Contacts

R

Robert Leon Eckart

--

CRD
#8078860
(697) 530-9516
quantum.horizon@peakcapital.com
in linkedin.com/in/vertex-legacy
C

Cyrus Pearo

Vice President

CRD
#6525767
(781) 654-6933
oak.vertex@zenithcapital.com
in linkedin.com/in/pioneer-zenith

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-19-2022
05-24-2023
12-19-2024
07-02-2025
05-26-2026
Category Assets AVG. Account size
Discretionary $794,945,505 $1,257,825
Non-Discretionary $15,029,537 $357,846
Total $809,975,042 $1,201,743

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Separately Managed Accounts

Total SMA Asset: $809,975,042

$810.0M Total SMA
Equity - Exchange:
28.6%
Cash:
11.3%
Derivatives:
36.4%
U.S. Government/Agency:
23.7%
Asset class Assets Assets %
Equity - Exchange $1,535,769,521 28.6%
Cash $606,790,056 11.3%
Derivatives $1,954,615,754 36.4%
U.S. Government/Agency $1,272,648,170 23.7%
Total $5,369,823,501 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
QUANTUM HORIZON MATRIX RIDGE ELEMENT 61695EV62 OREA 2.49% $89,458,420
TIMBER ALPHA FUSION PRIME EMBER LV62T6CKE PEQA 1.24% $93,919,592
OAK PEAK RIDGE LEGACY RADIAL HQTNNIPGV VBC 5.25% $10,760,630
MOMENTUM RIDGE VECTOR PRIME FUSION GXUTLMF9X CGZK 12.52% $107,149,762
ATLAS GLACIER EMBER OPTIMA VALUE K9P2BY4UV YDLC 7.59% $26,735,703
LEGACY FUSION ATLAS PEAK PIONEER S778K1R7J YIN 2.83% $30,098,811
ALPHA HARBOR VERTEX PRIME BEACON UNA6NMHIO YVHU 4.55% $107,810,714
MERIDIAN FOUNDATION TIMBER UNISON MJ7TPFSJE VLN 5.90% $116,970,037

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