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Investment Management & Planning LLC

Investment Management & Planning LLC. CRD 146041

Investment Management & Planning LLC logo

CRD: 146041

Investment Management & Planning LLC

$238.8M Total AUM
$238.8M Disc. AUM
8.5% 3Y CAGR
3 Employees
511 ADV. Clients
24 yrs Firm Age

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Firm Details

Custodian
LPL Financial ยท Wells Fargo
Clients
Retail and Institutional
Platforms
--
Established Date
02-25-2002
Office Locations
2

Office Locations

20 Montchanin Road Suite 270 Greenville DE
6361 Presidential Court Unit C-108 Fort Myers FL

About Investment Management & Planning LLC

Investment Management & Planning, LLC is a Greenville, DE-based advisory firm providing investment management and strategic wealth planning through an individualized, consultative planning process. The team focuses on financial, retirement, and investment planning, building diversified portfolios with a long-term, distraction-averse approach. Public filings indicate work with business owners/entrepreneurs and use of mutual funds and ETFs; custody relationships include LPL Financial.

Team overview

62 AVG AGE
$79.6M AVG AUM / ADVISOR
$467.4K AVG AUM / CLIENT
13.3 yrs AVG TENURE
3 Employees
3 Advisory Reps
3 RIA Reps
24yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

HOWARD CALVERT RICHARDSON

HOWARD CALVERT RICHARDSON

Chief Compliance Officer, Financial Advisor, General Partner, Managing Member

CRD
#2175911
Ownership
75% or more
Available
Available
Available

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Contacts

J

JOHN MICHAEL ABOOD

Financial Advisor, General Partner

CRD
#2629855
Available
Available
Available
S

STEPHEN MAXWELL LAMBERT

--

CRD
#8267810
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-16-2022
01-27-2023
01-24-2024
03-07-2025
03-25-2026
Category Assets AVG. Account size
Discretionary $238,848,448 $326,742
Non-Discretionary $0 --
Total $238,848,448 $326,742

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

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