CRD: 327802
Iron Horse Financial Services LLC
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 08-30-2023
- Office Locations
- 2
Office Locations
About Iron Horse Financial Services LLC
Iron Horse Financial Services is a Kansas-registered RIA providing retirement-focused planning and investment strategy design for individuals and families across Central Kansas. Services include income planning, asset allocation and risk analysis, tax strategies (often coordinated with a client’s CPA), legacy planning, and Medicare/insurance support. Differentiators include its 5-step New Generation Retirement system and client tools like Generational Vault plus Orion/Schwab access.
Reported data analysis
What the numbers show
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 4 advisory representatives and 140 clients, or 35 clients per representative. That equates to $355.9K in reported AUM per client.
The profile lists 2 reported office locations and 2 years in operation. The source data was last updated on August 3, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
Explore the complete firm intelligence record
AdvizorPro subscribers can review Iron Horse Financial Services LLC's detailed market signals, platform relationships, investment themes, and prospecting intelligence in one place.
Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
Unlock the underlying categories and values
The full Iron Horse Financial Services LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
BRADLEY ALAN MALM
INVESTMENT ADVISOR REPRESENTATIVE
- CRD
- #4652210
- Ownership
- 50% but less than 75%
JAIME JO MALM
Chief Compliance Officer, Investment Advisor, INVESTMENT ADVISOR REPRESENTATIVE, Managing Member
- CRD
- #4865645
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
Unlock allContacts
SARAH ANNE JOHNSON
Investment Advisor Representative
- CRD
- #4765871
Emma Mae Malm
Investment Advisor Representative
- CRD
- #8314060
Showing 2 of 4 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $49,824,023 | -- |
| Non-Discretionary | $0 | -- |
| Total | $49,824,023 | -- |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
SMA allocation detail is available
Iron Horse Financial Services LLC has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.