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James River Asset Management, LLC

James River Asset Management, LLC. CRD 117917

James River Asset Management, LLC logo

CRD: 117917

James River Asset Management, LLC

Midlothian, VA, 23113
8043230517
www.jamesriverwealth.com
$273.8M Total AUM
$254.3M Disc. AUM
8.7% 3Y CAGR
9 Employees
423 ADV. Clients
29 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Foundation
Established Date
06-26-1996
Office Locations
1

Office Locations

15521 Midlothian Tnpk. Suite 100 Midlothian VA

About James River Asset Management, LLC

James River Wealth Advisors has served individuals, families, and businesses in Central Virginia since 1982, delivering comprehensive financial planning, investment management/asset allocation, insurance planning, and business planning strategies. The team integrates risk-based portfolios with tax-efficient wealth management and retirement/legacy planning, and offers Eli’s Village resources tailored to special-needs families.

Team overview

56 AVG AGE
$68.4M AVG AUM / ADVISOR
$647.2K AVG AUM / CLIENT
7.3 yrs AVG TENURE
9 Employees
4 Advisory Reps
4 RIA Reps
29yrs Firm Age

Insights

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Asset Classes

Unison Bridge harbor

Client Personas

Signal Legacy timber

Custodian

Oak Signal zenith Harbor

Investment Themes

Harbor focus Ember Momentum

Investment Vehicles

Glacier

Services

Quantum value Peak glacier Delta Unison ridge Legacy focus Summit Matrix Meridian bridge Signal Legacy Matrix Prime crest

Technology

Vertex north

Owner & Executives

LUCAS LEE SWYGARD

LUCAS LEE SWYGARD

Financial Advisor, General Partner, President, SENIOR FINANCIAL ADVISOR

CRD
#5752897
Ownership
75% or more
(367) 686-5778
vertex.legacy@alphacapital.com
in linkedin.com/in/focus-radial
S

Sally Shannon Orr

Analyst, Chief Compliance Officer

CRD
#5498407
Ownership
Less than 5%
(889) 234-8103
oak.zenith@valuecapital.com
in linkedin.com/in/value-fusion

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Contacts

C

Charles Edward Clement

Chief Compliance Officer, Chief Investment Officer, President

CRD
#6165425
(940) 430-8086
unison.zenith@peakcapital.com
in linkedin.com/in/harbor-vertex
Kelly Gannon

Kelly Gannon

Financial Advisor, General Partner

CRD
#6700338
(483) 500-5027
glacier.pioneer@atlascapital.com
in linkedin.com/in/foundation-atlas
F

Frontier pathway

Zenith crest peak

CRD
#44393
(935) 606-8696
element.peak@atlascapital.com
in linkedin.com/in/horizon-fusion

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-29-2022
07-11-2023
11-19-2024
03-31-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $254,300,527 $225,444
Non-Discretionary $19,476,108 $154,572
Total $273,776,635 $218,323

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Separately Managed Accounts

Total SMA Asset: $273,776,635

$273.8M Total SMA
Public Funds:
16.6%
Cash:
11.7%
Equity - Exchange:
25.8%
Private Funds:
9.5%
U.S. Government/Agency:
36.4%
Asset class Assets Assets %
Public Funds $815,752,682 16.6%
Cash $574,958,216 11.7%
Equity - Exchange $1,267,856,578 25.8%
Private Funds $466,846,414 9.5%
U.S. Government/Agency $1,788,758,894 36.4%
Total $4,914,172,784 100.0%

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