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James T. Borello & Co.

James T. Borello & Co.. CRD 16860

James T. Borello & Co. logo

CRD: 16860

James T. Borello & Co.

East Dundee, IL, 60118
8474260200
$514.1M Total AUM
$514.1M Disc. AUM
23.0% 3Y CAGR
4 Employees
700 ADV. Clients
40 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail
Platforms
--
Established Date
03-17-1986
Office Locations
1

Office Locations

151 Dundee Ave. East Dundee IL

About James T. Borello & Co.

James T. Borello & Co. is an East Dundee/Chicago-area RIA providing financial planning and portfolio management, with specialties including retirement forecasting, estate planning, tax planning, and education planning. The team publishes timely market and economic commentary to support client decision-making through volatility. Investment implementation includes equity model portfolios with significant ETF use, and the firm custodians with Charles Schwab.

Team overview

-- AVG AGE
$128.5M AVG AUM / ADVISOR
$734.4K AVG AUM / CLIENT
15.6 yrs AVG TENURE
4 Employees
4 Advisory Reps
4 RIA Reps
40yrs Firm Age

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Asset Classes

Vector zenith Vector zenith

Custodian

Matrix

Investment Themes

Focus Prime peak Vertex

Investment Vehicles

Pathway

Services

Frontier ember Zenith frontier Vector Atlas Beacon Frontier Crest North prime Beacon crest

Owner & Executives

D

Daniel James Borello

DIRECTOR, Finop

CRD
#6691474
Ownership
75% or more
(763) 832-7179
beacon.meridian@peakcapital.com
in linkedin.com/in/vital-catalyst
J

JAMES THOMAS BORELLO

Chief Compliance Officer, Consultant, President

CRD
#1295014
Ownership
Less than 5%
(863) 407-3032
signal.wave@capitalcapital.com
in linkedin.com/in/timber-pathway

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Contacts

C

Chad Douglas Anderson

--

CRD
#7609911
(249) 493-9612
prime.pathway@legacycapital.com
in linkedin.com/in/ridge-matrix
M

MICHAEL THOMAS SPEZIALE

Financial Planner

CRD
#2296776
(717) 477-3412
beacon.capital@momentumcapital.com
in linkedin.com/in/eagle-crest

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-06-2021
10-07-2022
10-04-2023
10-15-2024
10-21-2025
Category Assets AVG. Account size
Discretionary $514,080,273 $734,400
Non-Discretionary $0 --
Total $514,080,273 $734,400

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Separately Managed Accounts

Total SMA Asset: $514,080,273

$514.1M Total SMA
Equity - Exchange:
31.8%
Equity - OTC:
23.2%
Cash:
45.0%
Asset class Assets Assets %
Equity - Exchange $402,116,325 31.8%
Equity - OTC $293,367,885 23.2%
Cash $569,032,534 45.0%
Total $1,264,516,744 100.0%

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