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JMF Capstone Wealth Management

JMF Capstone Wealth Management. CRD 118296

JMF Capstone Wealth Management logo

CRD: 118296

JMF Capstone Wealth Management

$416.1M Total AUM
$415.4M Disc. AUM
9.2% 3Y CAGR
8 Employees
219 ADV. Clients
27 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Vanguard
Clients
Retail and Institutional
Platforms
Available
Established Date
04-29-1999
Office Locations
1

Office Locations

2200 Jack Warner Parkway, NE Suite 300 Tuscaloosa AL

About JMF Capstone Wealth Management

JMF Capstone Wealth Management is a Tuscaloosa, AL RIA providing holistic financial planning—tax considerations, insurance and estate planning—paired with portfolio management grounded in academic, evidence-based investing and risk management. The firm works with individuals and families navigating retirement decisions, including entrepreneurs/business owners, and custodies assets with Charles Schwab.

Team overview

53 AVG AGE
$59.4M AVG AUM / ADVISOR
$1.9M AVG AUM / CLIENT
10.9 yrs AVG TENURE
8 Employees
7 Advisory Reps
7 RIA Reps
27yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

S

SCOTT A GOLDSMITH

Managing Member

CRD
--
Ownership
Less than 5%
Available
Available
Available
JOEL WILLIAM LAKE

JOEL WILLIAM LAKE

Chief Compliance Officer, Wealth Advisor

CRD
#6261468
Ownership
Less than 5%
Available
Available
Available

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Contacts

D

DAVID J BERNEY

--

CRD
#6229875
Available
Available
Available
JAMES GARLAND BRAZIL JR.

JAMES GARLAND BRAZIL JR.

--

CRD
#4607381
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
07-26-2022
03-22-2023
03-20-2024
04-21-2025
03-12-2026
Category Assets AVG. Account size
Discretionary $415,408,053 $772,134
Non-Discretionary $699,866 $349,933
Total $416,107,919 $770,570

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Equity - Exchange:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Equity - Exchange Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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