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Kelleher Financial Advisors, LLC

Kelleher Financial Advisors, LLC. CRD 126021

Kelleher Financial Advisors, LLC logo

CRD: 126021

Kelleher Financial Advisors, LLC

NEW York, NY, 10005
2127099400
$1.2B Total AUM
$631.8M Disc. AUM
24.6% 3Y CAGR
13 Employees
284 ADV. Clients
23 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS · Pershing
Clients
Retail and Institutional
Platforms
AtlasMeridian +more
Established Date
06-09-2003
Office Locations
2

Office Locations

100 Wall Street, Suite 804 NEW York NY
2 Union Street, Suite 401 Portland ME

About Kelleher Financial Advisors, LLC

Starboard is a family-focused advisory firm providing financial life planning, investment management, and family office services for significant-wealth, multi-generational families. The team also supports education and family governance, designs and implements philanthropic plans, and can serve as personal trustee or assist with trust stewardship. Operates as a single point of accountability, backed by nearly 50 years of family office experience.

Team overview

47 AVG AGE
$192.2M AVG AUM / ADVISOR
$4.1M AVG AUM / CLIENT
9.2 yrs AVG TENURE
13 Employees
6 Advisory Reps
2 RIA Reps
23yrs Firm Age

Insights

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Asset Classes

Legacy Atlas atlas Pioneer signal

Client Personas

Beacon

Custodian

Oak meridian Atlas matrix Summit insight Matrix momentum Momentum prime Zenith bridge Prime

Investment Themes

Unison zenith

Investment Vehicles

Wave ridge

Platform

Quantum

Services

Unison pioneer Matrix Beacon vital North Ember legacy Wave Signal alpha

Technology

Fusion foundation Element Horizon fusion

Owner & Executives

ARTHUR LEROY GOETCHIUS

ARTHUR LEROY GOETCHIUS

Chief Executive Officer, Manager

CRD
#1374251
Ownership
Less than 5%
(342) 322-2245
foundation.delta@wavecapital.com
in linkedin.com/in/legacy-beacon
Thayne E Gould

Thayne E Gould

Chief Compliance Officer

CRD
#3139959
Ownership
Less than 5%
(380) 402-4310
bridge.pathway@embercapital.com
in linkedin.com/in/pathway-horizon
W

Wave value

Vital matrix

CRD
#49867
Ownership
7.6%
(586) 399-2344
insight.wave@legacycapital.com
in linkedin.com/in/harbor-momentum

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Contacts

NEIL NICHOLAS CATALDI

NEIL NICHOLAS CATALDI

Advisory Board Member, Chief Compliance Officer, PRINCIPAL

CRD
#3086771
(422) 788-2653
oak.ember@peakcapital.com
in linkedin.com/in/pioneer-insight
DAVID GORDON RAUCH

DAVID GORDON RAUCH

Portfolio Manager

CRD
#2208226
(294) 722-8781
prime.value@primecapital.com
in linkedin.com/in/pathway-atlas

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-05-2022
12-13-2023
04-08-2024
04-03-2025
04-14-2026
Category Assets AVG. Account size
Discretionary $631,814,847 $870,268
Non-Discretionary $521,563,588 $22,676,678
Total $1,153,378,435 $1,539,891

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Separately Managed Accounts

Total SMA Asset: $1,153,378,435

$1.2B Total SMA
Public Funds:
27.0%
Equity - Exchange:
7.7%
U.S. Government/Agency:
13.8%
Cash:
10.0%
Corporate - Investment Grade:
26.4%
Municipal Bonds:
15.1%
Asset class Assets Assets %
Public Funds $959,526,902 27.0%
Equity - Exchange $273,642,857 7.7%
U.S. Government/Agency $490,424,861 13.8%
Cash $355,380,334 10.0%
Corporate - Investment Grade $938,204,082 26.4%
Municipal Bonds $536,624,305 15.1%
Total $3,553,803,341 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
RIDGE VITAL MERIDIAN DELTA QFQTXKWJ5 TNY 10.21% $23,465,469
OPTIMA PEAK LEGACY HARBOR ULHCF40EE BQS 5.13% $62,889,972
DELTA CREST INSIGHT GLACIER 6GG9GSZDV BCZQ 8.36% $28,923,072
CAPITAL INSIGHT HARBOR FOCUS PIONEER Y279BOMQ5 SNT 2.82% $116,013,217
FOCUS PRIME LEGACY DELTA HORIZON XXSSD98O4 FDQPG 9.29% $73,232,010
NORTH PEAK RIDGE BEACON ZVY22P5IC ERLSC 9.06% $47,816,488
PRIME FOCUS HORIZON NORTH UVIMIPUHM JKG 7.70% $21,524,215
CATALYST ATLAS FOCUS ATLAS BEACON SY5DN26G9 UVEUA 6.99% $105,511,936

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