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Kingswood Wealth Advisors, LLC

Kingswood Wealth Advisors, LLC. CRD 288792

Kingswood Wealth Advisors, LLC logo

CRD: 288792

Kingswood Wealth Advisors, LLC

$3.8B Total AUM
$3.5B Disc. AUM
55.7% 3Y CAGR
88 Employees
11,425 ADV. Clients
9 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Raymond James · RBC · TD Ameritrade
Clients
Retail and Institutional
Platforms
--
Established Date
07-03-2017
Office Locations
85

Office Locations

1001 Bishop Street Suite 1505 Hololulu HI
1003 Bishop St. STE 2700 Honolulu HI
1025 Westchester AVE Suite 403 White Plains NY

About Kingswood Wealth Advisors, LLC

Kingswood Wealth Advisors, LLC provides wealth management and comprehensive planning for individuals and businesses, using personalized, data-driven investment strategies. The firm also supports other advisors with back-office, technology, and business-planning services, and offers investment banking and equity research for middle-market and emerging companies. Public filings indicate ETF-centric SMA implementation and custody relationships including Charles Schwab.

Team overview

52 AVG AGE
$50.0M AVG AUM / ADVISOR
$332.7K AVG AUM / CLIENT
3 yrs AVG TENURE
88 Employees
76 Advisory Reps
73 RIA Reps
9yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

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Owner & Executives

MOHAMED A ALSORAIMI

MOHAMED A ALSORAIMI

Chief Compliance Officer

CRD
#5319490
Ownership
Less than 5%
Available
Available
Available
N

Nicole Marie English

Operations Principal, Principal

CRD
#5015793
Ownership
Less than 5%
Available
Available
Available

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Contacts

NORMAN LEE ANDERSON

NORMAN LEE ANDERSON

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CRD
#843908
Available
Available
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DEAN T ANTONOPOULOS

DEAN T ANTONOPOULOS

Registered Representative

CRD
#2249353
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-27-2022
10-04-2023
09-06-2024
12-11-2025
05-26-2026
Category Assets AVG. Account size
Discretionary $3,494,277,927 $299,116
Non-Discretionary $306,456,963 $518,540
Total $3,800,734,890 $309,683

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
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Cash:
Available
Municipal Bonds:
Available
Corporate - Investment Grade:
Available
U.S. Government/Agency:
Available
Corporate - Non-Investment Grade:
Available
Other:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Municipal Bonds Available Available
Corporate - Investment Grade Available Available
U.S. Government/Agency Available Available
Corporate - Non-Investment Grade Available Available
Other Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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