CRD: 118900
Klein Financial Advisors
$14.0M Total AUM
$14.0M Disc. AUM
-- 3Y CAGR
1 Employees
28 ADV. Clients
25 yrs Firm Age
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- Custodian
- --
- Clients
- Retail
- Platforms
- --
- Established Date
- 01-01-2001
- Office Locations
- 1
Office Locations
-- Rancho Mission Viejo CA
About Klein Financial Advisors
Klein Financial Advisors is a Rancho Mission Viejo, CA–based, retail-focused advisory practice listed on EP Wealth’s advisor network. The firm delivers financial planning (tax, estate, insurance, retirement, legacy) and portfolio construction for business owners, entrepreneurs, and athletes, with a risk-managed, asset-allocation approach using mutual funds, ETFs, and fixed income. Uses Tamarac and eMoney.
Team overview
-- AVG AGE
$14.0M AVG AUM / ADVISOR
$500.0K AVG AUM / CLIENT
25.6 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
25yrs Firm Age
Insights
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Asset Classes
Available
Client Personas
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CRM
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Custodian
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Investment Themes
Available
Investment Vehicles
Available
Platform
Available
Services
Available
Owner & Executives
J
JOHN HENRY KLEIN
President
- CRD
- #4497679
- Ownership
- 75% or more
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $14,000,000 | -- |
| Non-Discretionary | $0 | -- |
| Total | $14,000,000 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - OTC:
Available Corporate - Investment Grade:
Available Equity - Exchange:
Available Municipal Bonds:
Available U.S. Government/Agency:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - OTC | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Equity - Exchange | Available | Available |
| Municipal Bonds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
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