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Klingenstein Fields Advisors

Klingenstein Fields Advisors. CRD 105907

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CRD: 105907

Klingenstein Fields Advisors

$4.7B Total AUM
$4.0B Disc. AUM
-- 3Y CAGR
39 Employees
1,309 ADV. Clients
37 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Established Date
12-16-1988
Office Locations
2

Office Locations

125 Park Avenue Suite 300 NEW York NY
-- SAN Mateo CA

About Klingenstein Fields Advisors

Klingenstein Fields Advisors is an independent New York–based wealth manager serving families across generations. Dedicated teams build comprehensive wealth plans (cash management, asset preservation and growth) and design customized portfolios using a collaborative, research-based process with both traditional and nontraditional investments. High-touch service is supported by low client-to-advisor ratios and senior investment and planning involvement.

Reported data analysis

What the numbers show

Between July 31, 2025 and May 18, 2026, reported AUM decreased 0.8%, from $4.7B to $4.7B.

Across 5 reported observations, AUM decreased 10.1% between August 11, 2022 and May 18, 2026, from $5.2B to $4.7B.

Of the latest reported AUM, 84.4% is discretionary and 15.6% is non-discretionary.

The firm reports 18 advisory representatives and 1,309 clients, or 72.7 clients per representative. That equates to $3.6M in reported AUM per client.

The profile lists 2 reported office locations and 37 years in operation. The source data was last updated on July 28, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

65 AVG AGE
$261.0M AVG AUM / ADVISOR
$3.6M AVG AUM / CLIENT
6.7 yrs AVG TENURE
39 Employees
18 Advisory Reps
5 RIA Reps
37yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

JAMES WAGNER FIELDS

JAMES WAGNER FIELDS

Co-Chief Executive Officer, Financial Advisor, General Partner, Limited Partner, President

CRD
#2702347
Ownership
10% but less than 25%
KENNETH HARVEY FIELDS

KENNETH HARVEY FIELDS

Executive Chairman, Limited Partner

CRD
--
Ownership
10% but less than 25%

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Contacts

David Beck Raphael

David Beck Raphael

Senior Advisor

CRD
#7754422

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
08-11-2022
07-28-2023
07-30-2024
07-31-2025
05-18-2026
Category Assets AVG. Account size
Discretionary $3,967,042,588 $3,082,395
Non-Discretionary $731,790,713 $33,263,214
Total $4,698,833,301 $3,589,636

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Separately Managed Accounts

SMA allocation detail is available

Klingenstein Fields Advisors has reported separately managed account data across 7 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Klingenstein Fields Advisors's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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