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Klopp Investment Management LLC

Klopp Investment Management LLC. CRD 106145

K

CRD: 106145

Klopp Investment Management LLC

$110.6M Total AUM
$110.6M Disc. AUM
-- 3Y CAGR
2 Employees
120 ADV. Clients
29 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
01-14-1997
Office Locations
2

Office Locations

1801 E 9TH ST STE 1040 Cleveland OH
526 Superior AVE E STE 360 Cleveland OH

About Klopp Investment Management LLC

Klopp Investment Management is a multi-generational family office (est. 1973) serving individuals and families as well as endowments and pensions. Portfolios are bespoke and built from three sleeves—Core Compounders (quality, low-turnover equities), Momentum-Trend (a concentrated 8–10 stock sleeve), and an options-income overlay—combined in its proprietary Diversified Multi-Strategy Fusion Fund. Capacity is limited and new Fusion Fund accounts open only periodically; custody includes Charles Schwab.

Team overview

60 AVG AGE
$55.3M AVG AUM / ADVISOR
$921.7K AVG AUM / CLIENT
21 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
29yrs Firm Age

Insights

Available
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Asset Classes

Available

Custodian

Available

Platform

Available

Technology

Available

Owner & Executives

JOHN STEMPIEN KLOPP

JOHN STEMPIEN KLOPP

Managing Member, Portfolio Manager

CRD
#1696564
Ownership
75% or more
Available
Available
Available
J

JR. KLOPP

Financial Advisor

CRD
--
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

W

WALTER JOHN MANNS JR

Financial Advisor, General Partner

CRD
#1397547
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-31-2011
04-23-2012
Category Assets AVG. Account size
Discretionary $110,606,884 $413,235
Non-Discretionary $0 $210,000
Total $110,606,884 $399,315

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Other:
Available
Corporate - Investment Grade:
Available
Cash:
Available
U.S. Government/Agency:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Other Available Available
Corporate - Investment Grade Available Available
Cash Available Available
U.S. Government/Agency Available Available
Municipal Bonds Available Available
Total Available Available

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