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KOA Wealth Management, LLC

KOA Wealth Management, LLC. CRD 297004

KOA Wealth Management, LLC logo

CRD: 297004

KOA Wealth Management, LLC

$254.9M Total AUM
$243.0M Disc. AUM
11.7% 3Y CAGR
6 Employees
170 ADV. Clients
8 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Trade-PMR · Wells Fargo
Clients
Retail and Institutional
Platforms
Available
Established Date
06-25-2018
Office Locations
2

Office Locations

-- Encinitas CA
-- SAN Diego CA

About KOA Wealth Management, LLC

Koa Wealth Management is a San Diego-area registered investment adviser offering goals-based financial planning and portfolio management for driven professionals, business owners, and families, focused on protecting, growing, and transferring wealth across generations. The firm positions itself as a “personal CFO” and takes a process-driven, objective approach, with portfolios often implemented using ETFs and public funds and custody including Charles Schwab.

Team overview

44 AVG AGE
$127.5M AVG AUM / ADVISOR
$1.5M AVG AUM / CLIENT
5 yrs AVG TENURE
6 Employees
2 Advisory Reps
2 RIA Reps
8yrs Firm Age

Insights

Available
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Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

MICHAEL FREDERICK SOUZA

MICHAEL FREDERICK SOUZA

Chief Compliance Officer, Chief Executive Officer, Chief Investment Officer

CRD
#4602740
Ownership
Less than 5%
Available
Available
Available

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Contacts

Arley Emmanuel Gonzalez

Arley Emmanuel Gonzalez

Financial Advisor

CRD
#6952863
Available
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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-29-2022
03-14-2023
04-26-2024
07-24-2025
05-08-2026
Category Assets AVG. Account size
Discretionary $242,988,927 $377,312
Non-Discretionary $11,921,358 $113,537
Total $254,910,285 $340,334

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Private Funds:
Available
Cash:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Private Funds Available Available
Cash Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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