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Kotys Wealth Professionals

Kotys Wealth Professionals. CRD 168156

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CRD: 168156

Kotys Wealth Professionals

$308.0M Total AUM
$308.0M Disc. AUM
15.9% 3Y CAGR
8 Employees
323 ADV. Clients
12 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Established Date
11-01-2013
Office Locations
2

Office Locations

1111 Glendale Blvd Suite 105 Valparaiso IN
-- Folsom CA

About Kotys Wealth Professionals

Kotys Wealth Professionals is an independent, fee-only fiduciary RIA delivering customized wealth management and holistic financial planning for high-net-worth individuals, families, business owners, endowments, and municipalities nationwide. The firm pairs disciplined portfolio management with an investment committee and builds allocations using public funds such as ETFs and mutual funds. Based in Valparaiso, IN with an office in Folsom, CA, and uses a risk-tolerance assessment in its process.

Reported data analysis

What the numbers show

Between March 17, 2025 and July 24, 2026, reported AUM increased 13.2%, from $272.1M to $308.0M.

Across 5 reported observations, AUM increased 69.7% between December 12, 2022 and July 24, 2026, from $181.5M to $308.0M.

Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.

The firm reports 4 advisory representatives and 323 clients, or 80.8 clients per representative. That equates to $953.6K in reported AUM per client.

The profile lists 2 reported office locations and 12 years in operation. The source data was last updated on July 24, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

-- AVG AGE
$77.0M AVG AUM / ADVISOR
$953.6K AVG AUM / CLIENT
7.7 yrs AVG TENURE
8 Employees
4 Advisory Reps
4 RIA Reps
12yrs Firm Age

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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Owner & Executives

WESLEY MICHAEL KOTYS

WESLEY MICHAEL KOTYS

Chief Compliance Officer, Managing Member

CRD
#4051934
Ownership
75% or more
SARAH ELIZABETH KOTYS

SARAH ELIZABETH KOTYS

Chief Financial Officer, Chief Operating Officer

CRD
--
Ownership
Less than 5%

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Contacts

ERIK MICHAEL BAGLEY

ERIK MICHAEL BAGLEY

Wealth Advisor

CRD
#6824405
RYAN ALLEN KOTYS

RYAN ALLEN KOTYS

Wealth Advisor

CRD
#4634940

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-12-2022
11-13-2023
10-07-2024
03-17-2025
07-24-2026
Category Assets AVG. Account size
Discretionary $308,018,184 $348,043
Non-Discretionary $0 --
Total $308,018,184 $348,043

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Separately Managed Accounts

SMA allocation detail is available

Kotys Wealth Professionals has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Kotys Wealth Professionals's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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