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Kotys Wealth Professionals

Kotys Wealth Professionals. CRD 168156

Kotys Wealth Professionals logo

CRD: 168156

Kotys Wealth Professionals

$308.0M Total AUM
$308.0M Disc. AUM
17.2% 3Y CAGR
8 Employees
323 ADV. Clients
12 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
11-01-2013
Office Locations
2

Office Locations

1111 Glendale Blvd Suite 105 Valparaiso IN
-- Folsom CA

About Kotys Wealth Professionals

Kotys Wealth Professionals is an independent, fee-only fiduciary RIA delivering customized wealth management and holistic financial planning for high-net-worth individuals, families, business owners, endowments, and municipalities nationwide. The firm pairs disciplined portfolio management with an investment committee and builds allocations using public funds such as ETFs and mutual funds. Based in Valparaiso, IN with an office in Folsom, CA, and uses a risk-tolerance assessment in its process.

Team overview

-- AVG AGE
$77.0M AVG AUM / ADVISOR
$953.6K AVG AUM / CLIENT
7.6 yrs AVG TENURE
8 Employees
4 Advisory Reps
4 RIA Reps
12yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

WESLEY MICHAEL KOTYS

WESLEY MICHAEL KOTYS

Chief Compliance Officer, Managing Member

CRD
#4051934
Ownership
75% or more
Available
Available
Available
SARAH ELIZABETH KOTYS

SARAH ELIZABETH KOTYS

Chief Financial Officer, Chief Operating Officer

CRD
--
Ownership
Less than 5%
Available
Available
Available

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Contacts

ERIK MICHAEL BAGLEY

ERIK MICHAEL BAGLEY

Wealth Advisor

CRD
#6824405
Available
Available
Available
RYAN ALLEN KOTYS

RYAN ALLEN KOTYS

Wealth Advisor

CRD
#4634940
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-12-2022
11-13-2023
10-07-2024
03-17-2025
04-24-2026
Category Assets AVG. Account size
Discretionary $308,018,184 $348,043
Non-Discretionary $0 --
Total $308,018,184 $348,043

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Other:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Other Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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