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Kovack Advisors, Inc.

Kovack Advisors, Inc.. CRD 140808

Kovack Advisors, Inc. logo

CRD: 140808

Kovack Advisors, Inc.

$6.3B Total AUM
$5.1B Disc. AUM
9.4% 3Y CAGR
320 Employees
13,498 ADV. Clients
22 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS ยท Pershing
Clients
Retail and Institutional
Established Date
11-18-2003
Office Locations
181

Office Locations

1 Alhambra Plaza PH Coral Gables FL
1 E. Broward Blvd. 7TH Floor Fort Lauderdale FL
101 Plaza East Blvd Suite 203 Evansville IN

About Kovack Advisors, Inc.

Kovack Advisors, Inc. is an SEC-registered RIA providing fee-based advisory accounts and its CHOICE programs for financial professionals serving retail and institutional investors. The firm offers an approved menu of third-party money management programs, including asset allocation firms and individual managers, and supports advisors with objective program review and evaluation. It emphasizes independence from proprietary products.

Reported data analysis

What the numbers show

Between December 19, 2025 and April 27, 2026, reported AUM increased 13.5%, from $5.5B to $6.3B.

Across 5 reported observations, AUM increased 38.1% between September 19, 2022 and April 27, 2026, from $4.5B to $6.3B.

Of the latest reported AUM, 81.6% is discretionary and 18.4% is non-discretionary.

The firm reports 300 advisory representatives and 13,498 clients, or 45 clients per representative. That equates to $465.2K in reported AUM per client.

The profile lists 181 reported office locations and 22 years in operation. The source data was last updated on April 27, 2026. Figures reflect reported regulatory data and may not include subsequent changes.

Team overview

52 AVG AGE
$20.9M AVG AUM / ADVISOR
$465.2K AVG AUM / CLIENT
9.1 yrs AVG TENURE
320 Employees
300 Advisory Reps
300 RIA Reps
22yrs Firm Age

Additional firm insights

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Available data coverage

  • Asset Classes
  • Client Personas
  • Custodian
  • Investment Themes
  • Investment Vehicles
  • Platform
  • Services
  • Technology

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The full Kovack Advisors, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.

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Owner & Executives

B

BRIAN JOHN KOVACK

Chief Executive Officer, Financial Advisor, President

CRD
#2809477
Ownership
Less than 5%
C

CECILIA MERCADO

Chief Compliance Officer

CRD
#5003364
Ownership
Less than 5%

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Contacts

RALPH GERARD ADAMO

RALPH GERARD ADAMO

Financial Executive

CRD
#1624126
ANTHONY DAVID AGBAY

ANTHONY DAVID AGBAY

Financial Advisor

CRD
#2354562

Showing 2 of 258 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-19-2022
07-05-2023
09-19-2024
12-19-2025
04-27-2026
Category Assets AVG. Account size
Discretionary $5,124,376,732 $299,479
Non-Discretionary $1,155,283,830 $341,598
Total $6,279,660,562 $306,430

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Separately Managed Accounts

SMA allocation detail is available

Kovack Advisors, Inc. has reported separately managed account data across 7 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.

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13F Holdings | Q2 2026

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Kovack Advisors, Inc.'s 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.

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