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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 10-01-1989
- Office Locations
- 1
Office Locations
About L. ROY Papp & Associates, LLP
L. Roy Papp & Associates is an independently owned, SEC-registered RIA in Phoenix providing conservative, research-driven investment management and custom portfolios, plus personal financial planning (retirement income, education, tax, legacy and charitable strategies). The firm emphasizes after-tax, after-fee results and operates fee-based with no sales commissions. Differentiators include 11 partners with 8 CFA charterholders and a CPA, and advising a mutual fund.
Team overview
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Asset Classes
Custodian
Investment Vehicles
Platform
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Owner & Executives
HARRY A PAPP
GENERAL PARTNER, Managing Partner
- CRD
- #4523575
- Ownership
- 50% but less than 75%
ROSELLEN C PAPP
GENERAL PARTNER, Partner
- CRD
- #4680179
- Ownership
- 10% but less than 25%
Prime optima
Value harbor ridge
- CRD
- #26816
- Ownership
- 5.2%
Showing 2 of 12 owners & executives
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Alexander Jacques Robert Arnon-Bennett
--
- CRD
- #7816104
Showing 1 of 13 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,357,971,475 | $959,019 |
| Non-Discretionary | $263,833,086 | $612,142 |
| Total | $1,621,804,561 | $878,075 |
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Separately Managed Accounts
Total SMA Asset: $1,577,697,313
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,838,839,702 | 21.1% |
| U.S. Government/Agency | $1,490,244,498 | 17.1% |
| Cash | $1,098,074,893 | 12.6% |
| Public Funds | $714,620,168 | 8.2% |
| Corporate - Investment Grade | $3,573,100,842 | 41.0% |
| Total | $8,714,880,103 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| VITAL QUANTUM | FUSION ELEMENT | PU9SGFEMX | OTZLN | 11.96% | $69,445,352 |
| CREST BRIDGE | FOCUS RADIAL | 0JGRMRX5G | QVELG | 8.33% | $100,788,236 |
| VECTOR PATHWAY GLACIER | UNISON ELEMENT | MSDI3XSER | LVH | 0.67% | $23,527,692 |
| DELTA EAGLE | PEAK INSIGHT | 8Q3BALSO3 | QFWRW | 3.86% | $74,302,984 |
| ELEMENT PEAK | ZENITH RIDGE | 4X7PL880T | UOO | 5.21% | $109,204,018 |
| PIONEER FOUNDATION FOUNDATION | WAVE SIGNAL | ZB3LLB89R | DCCC | 8.80% | $12,111,023 |
| UNISON HORIZON DELTA | TIMBER FOUNDATION | NCOC0QWC3 | VQLS | 10.40% | $101,470,969 |
| ZENITH OAK | UNISON VERTEX | JOYH6ULO1 | ILZA | 6.93% | $24,642,704 |