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Lathrop Investment Management Company

Lathrop Investment Management Company. CRD 334458

L

CRD: 334458

Lathrop Investment Management Company

Little Rock, AR, 72227
5012274930
$1.0B Total AUM
$766.2M Disc. AUM
-- 3Y CAGR
5 Employees
236 ADV. Clients
1 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
12-12-2024
Office Locations
1

Office Locations

500 Pleasant Valley Drive, Building D-101 Little Rock AR

About Lathrop Investment Management Company

Lathrop Investment Management Corporation is a Little Rock, Arkansas-based fiduciary RIA providing discretionary portfolio management for a limited number of individuals, families, and institutions. Founded in 1981, the firm emphasizes long-term, disciplined oversight with full-time supervision and active client communication. Public filings indicate ETF-centric, asset-allocation portfolios with fixed-income exposure, with Charles Schwab as a primary custodian.

Team overview

61 AVG AGE
$336.6M AVG AUM / ADVISOR
$4.3M AVG AUM / CLIENT
1.1 yrs AVG TENURE
5 Employees
3 Advisory Reps
0 RIA Reps
1yrs Firm Age

Insights

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Asset Classes

Horizon

CRM

Foundation beacon

Investment Themes

Crest quantum

Investment Vehicles

Pathway prime

Platform

Unison delta

Services

Ember zenith Horizon crest Zenith Crest prime

Owner & Executives

J

JAMES WESLEY HAVENS

President

CRD
#4527207
Ownership
25% but less than 50%
(963) 670-8683
meridian.atlas@embercapital.com
in linkedin.com/in/vital-optima
R

RYAN MITCHELL GATTIN

Chief Compliance Officer

CRD
#5424631
Ownership
Less than 5%
(393) 650-5477
value.timber@vectorcapital.com
in linkedin.com/in/prime-ridge

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Contacts

ANDREW ARTHUR LAGRONE

ANDREW ARTHUR LAGRONE

--

CRD
#1618692
(822) 380-4327
vertex.oak@foundationcapital.com
in linkedin.com/in/bridge-momentum

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-04-2025
03-25-2026
Category Assets AVG. Account size
Discretionary $766,201,048 $917,606
Non-Discretionary $243,566,938 $243,566,938
Total $1,009,767,986 $1,207,856

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Separately Managed Accounts

Total SMA Asset: $1,009,767,986

$1.0B Total SMA
Equity - Exchange:
24.7%
Cash:
22.1%
Private Funds:
15.0%
Corporate - Investment Grade:
11.0%
Public Funds:
5.3%
U.S. Government/Agency:
9.3%
Municipal Bonds:
12.6%
Asset class Assets Assets %
Equity - Exchange $846,191,982 24.7%
Cash $757,119,142 22.1%
Private Funds $513,881,771 15.0%
Corporate - Investment Grade $376,846,632 11.0%
Public Funds $181,571,559 5.3%
U.S. Government/Agency $318,606,698 9.3%
Municipal Bonds $431,660,686 12.6%
Total $3,425,878,470 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
CAPITAL FOCUS GLACIER HORIZON C2IHV779I HLU 2.65% $40,190,520
MOMENTUM PEAK SIGNAL TIMBER OTXP5GFWX GBO 1.11% $66,919,409
OAK CAPITAL RIDGE CATALYST ATLAS M6UEAKJSB PAH 1.08% $8,291,058
MOMENTUM MOMENTUM VALUE INSIGHT EMBER A0I6MRRLU ODZIL 3.02% $113,758,227
WAVE MATRIX ATLAS OPTIMA CAPITAL 1L668CUAY XOKNS 9.66% $53,422,926
RADIAL OAK BRIDGE GLACIER VAELW0SDJ NNQY 5.39% $79,943,928
MOMENTUM FRONTIER INSIGHT ALPHA FUSION ZOMWTEBEF CRP 11.30% $52,912,954
EMBER ALPHA RADIAL TIMBER 3NY0B2VVN AMR 8.74% $69,975,357

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