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Leading Edge Financial Planning LLC

Leading Edge Financial Planning LLC. CRD 277149

Leading Edge Financial Planning LLC logo

CRD: 277149

Leading Edge Financial Planning LLC

$521.8M Total AUM
$521.8M Disc. AUM
36.8% 3Y CAGR
15 Employees
302 ADV. Clients
10 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
Available
Established Date
11-05-2015
Office Locations
7

Office Locations

6921 Office Park Circle Knoxville TN
-- Asheville NC
-- Bowling Green KY

About Leading Edge Financial Planning LLC

Leading Edge Financial Planning is a Knoxville, TN RIA focused on the unique planning needs of pilots. The team provides comprehensive financial planning and investment management, with capabilities spanning retirement, tax planning, insurance and estate considerations. Custody relationships include Charles Schwab and Interactive Brokers—useful for ETF-centric portfolio implementation.

Team overview

50 AVG AGE
$58.0M AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
4.5 yrs AVG TENURE
15 Employees
9 Advisory Reps
9 RIA Reps
10yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

KEVIN NICHOLAS GORMLEY

KEVIN NICHOLAS GORMLEY

Chief Financial Officer, Principal

CRD
#5921812
Ownership
25% but less than 50%
Available
Available
Available
CHARLES PATRICK MATTINGLY

CHARLES PATRICK MATTINGLY

Chief Compliance Officer, Chief Executive Officer, Principal

CRD
#5782195
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

A

Andrew James Christopher

Financial Advisor

CRD
#7178472
Available
Available
Available
N

Nolan Clark

Financial Planner

CRD
#7375021
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
11-22-2022
09-11-2023
12-04-2024
08-14-2025
06-11-2026
Category Assets AVG. Account size
Discretionary $521,784,881 $310,956
Non-Discretionary $0 --
Total $521,784,881 $310,956

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Equity - OTC:
Available
Public Funds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Equity - OTC Available Available
Public Funds Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available
Available Available Available Available Available Available

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