CRD: 158675
Legacy Financial Advisors, Inc.
This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 07-01-2011
- Office Locations
- 4
Office Locations
About Legacy Financial Advisors, Inc.
Legacy Financial Advisors is a Covington, KY RIA providing hands-on wealth management and financial planning that aligns clients’ values and goals with a disciplined approach. The firm works with retirees, business owners, and entrepreneurs, offering planning, estate and insurance guidance, retirement plan support, and business succession advice. Portfolios lean on ETFs and public funds with fixed income exposure; custody includes Fidelity/NFS and a team with CFP/CFA/CPA credentials.
Reported data analysis
What the numbers show
Between March 12, 2025 and July 17, 2026, reported AUM increased 20.7%, from $1.3B to $1.5B.
Across 5 reported observations, AUM increased 65.7% between March 8, 2022 and July 17, 2026, from $914.7M to $1.5B.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 12 advisory representatives and 1,066 clients, or 88.8 clients per representative. That equates to $1.4M in reported AUM per client.
The profile lists 4 reported office locations and 15 years in operation. The source data was last updated on July 17, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
Explore the complete firm intelligence record
AdvizorPro subscribers can review Legacy Financial Advisors, Inc.'s detailed market signals, platform relationships, investment themes, and prospecting intelligence in one place.
Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
Unlock the underlying categories and values
The full Legacy Financial Advisors, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
PETER TRENT LUCAS
MANAGING PRINCIPAL
- CRD
- #2468959
- Ownership
- 25% but less than 50%
MICHAEL JOSEPH MAISEL
Chief Executive Officer, MANAGING PRINCIPAL
- CRD
- #4214372
- Ownership
- 25% but less than 50%
Showing 2 of 6 owners & executives
Unlock allContacts
MATTHEW JAMES AQUILIA
Investment Advisor
- CRD
- #3168428
JUSTIN KERR BROWN
Financial Advisor, General Partner
- CRD
- #5058577
Showing 2 of 16 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,515,563,474 | $407,300 |
| Non-Discretionary | $0 | -- |
| Total | $1,515,563,474 | $407,300 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
SMA allocation detail is available
Legacy Financial Advisors, Inc. has reported separately managed account data across 7 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Legacy Financial Advisors, Inc.'s 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.