CRD: 144127
Legacy Investment Services, LLC
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- Custodian
- Charles Schwab & Company · US Bank · Wells Fargo
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 02-29-2008
- Office Locations
- 2
Office Locations
About Legacy Investment Services, LLC
Legacy Investment Services is a Rancho Cucamonga, CA wealth management firm focused on retirement planning for individuals and families, especially those nearing or in retirement. The team advises on asset allocation and risk, Social Security, retirement income distribution/decumulation, tax strategies, and legacy planning, with an education-led, safety-first approach. They also offer Generational Vault to securely organize and access key financial documents.
Reported data analysis
What the numbers show
Of the latest reported AUM, 0.0% is discretionary and 100.0% is non-discretionary.
The firm reports 5 advisory representatives and 1,854 clients, or 370.8 clients per representative. That equates to $25.7K in reported AUM per client.
The profile lists 2 reported office locations and 18 years in operation. The source data was last updated on August 21, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Services
- Technology
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The full Legacy Investment Services, LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
MARK B SHARIFI
Chief Compliance Officer, Financial Advisor
- CRD
- #4865040
- Ownership
- Less than 5%
Showing 1 of 1 owners & executives
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MARK ANTHONY BASILE
Managing Member
- CRD
- #6295361
RAMON PAOLO MONTANO HECHANOVA
--
- CRD
- #8063659
Showing 2 of 5 contacts
Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $47,675,563 | -- |
| Total | $47,675,563 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Legacy Investment Services, LLC has reported separately managed account data across 1 asset class. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.