This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · Wells Fargo
- Clients
- Retail
- Platforms
- --
- Established Date
- 02-09-2004
- Office Locations
- 2
Office Locations
About Lesa Sroufe & Company, Inc.
LESA Sroufe & Company is a Seattle-based RIA serving retail and institutional clients with portfolio management and financial/wealth planning, including entrepreneurs. The firm emphasizes risk reduction, capital preservation, and attractive growth via a contrarian equity discipline—buying stocks when they are out of favor. Portfolios are implemented largely with ETFs and complemented by fixed income, including municipal and government/agency bonds.
Team overview
Insights
Asset Classes
Client Personas
Investment Themes
Investment Vehicles
Services
Owner & Executives
LESA ANNE SROUFE MRS.
Chief Financial Officer, Chief Investment Officer, MANAGING DIRECTOR, President
- CRD
- #1039743
- Ownership
- 75% or more
SHAUN ELIZABETH CORRY
Chief Compliance Officer
- CRD
- #5169130
- Ownership
- 5% but less than 10%
Showing 2 of 2 owners & executives
Unlock allContacts
Brett Anderson
Vice President
- CRD
- #7493051
Showing 1 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $199,078,961 | $966,403 |
| Non-Discretionary | $8,259,765 | $258,118 |
| Total | $207,338,726 | $871,171 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Municipal Bonds | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Public Funds | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
Continue browsing