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Leverty Financial Group, LLC

Leverty Financial Group, LLC. CRD 310258

Leverty Financial Group, LLC logo

CRD: 310258

Leverty Financial Group, LLC

$676.8M Total AUM
$669.9M Disc. AUM
21.8% 3Y CAGR
8 Employees
683 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Pershing
Clients
Retail and Institutional
Platforms
Available
Established Date
08-27-2020
Office Locations
2

Office Locations

201 2ND Street South Hudson WI
909 Vermillion Street Suite 110 Hastings MN

About Leverty Financial Group, LLC

Leverty Financial Group is a registered investment adviser delivering personalized wealth management and financial planning, including tax, estate, retirement-plan, insurance, and charitable planning. The firm works with client segments such as entrepreneurs and retirees and builds portfolios using asset allocation and portfolio construction across public funds, mutual funds, and ETFs, with fixed income and responsible investing options. Custody is through Pershing.

Team overview

37 AVG AGE
$112.8M AVG AUM / ADVISOR
$991.0K AVG AUM / CLIENT
4 yrs AVG TENURE
8 Employees
6 Advisory Reps
6 RIA Reps
5yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

MICHAEL THOMAS LEVERTY

MICHAEL THOMAS LEVERTY

Chief Executive Officer, Founder, Managing Member

CRD
#4518320
Ownership
75% or more
Available
Available
Available
JOSHUA QUENTIN HAWKINS

JOSHUA QUENTIN HAWKINS

CHIEF OPERATING OFFICER, Vice President

CRD
#5966798
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

Seth William Blum

Seth William Blum

Investment Operations Associate

CRD
#7819340
Available
Available
Available
M

Matthew Gendreau

--

CRD
#8069693
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-20-2022
04-20-2023
07-01-2024
10-16-2025
01-22-2026
Category Assets AVG. Account size
Discretionary $669,905,080 $300,137
Non-Discretionary $6,931,815 $52,119
Total $676,836,895 $286,189

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Private Funds:
Available
Cash:
Available
Equity - Exchange:
Available
Asset class Assets Assets %
Public Funds Available Available
Private Funds Available Available
Cash Available Available
Equity - Exchange Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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