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- Custodian
- American Funds ยท Pershing
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 10-05-2001
- Office Locations
- 1
Office Locations
About Lewis Financial Management, LLC
Lewis Financial Management, LLC is a Raleigh-based SEC-registered RIA providing CFP-led, comprehensive financial planning and investment advice across portfolio management, tax, retirement, estate, and cash-flow planning. The firm maintains a customized client financial database and delivers monthly reporting with quarterly portfolio reviews. LFM operates as a non-discretionary advisor, with trades executed through The Strategic Financial Alliance.
Reported data analysis
What the numbers show
Between March 31, 2025 and March 25, 2026, reported AUM decreased 21.4%, from $431.2M to $338.7M.
Across 5 reported observations, AUM decreased 18.9% between March 30, 2022 and March 25, 2026, from $417.5M to $338.7M.
Of the latest reported AUM, 0.0% is discretionary and 100.0% is non-discretionary.
The firm reports 1 advisory representatives and 134 clients, or 134 clients per representative. That equates to $2.5M in reported AUM per client.
The profile lists 1 reported office location and 24 years in operation. The source data was last updated on March 25, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Client Personas
- Custodian
- Investment Themes
- Investment Vehicles
- Services
- Technology
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The full Lewis Financial Management, LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
DOUGLAS JOEL LEWIS
Chief Compliance Officer, Managing Member, Owner
- CRD
- #722087
- Ownership
- 50% but less than 75%
LINDA PEREZ LEWIS
Director of Marketing
- CRD
- #2774348
- Ownership
- 50% but less than 75%
Showing 2 of 2 owners & executives
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DAVID ALLEN NETTESHEIM
--
- CRD
- #5596434
Showing 1 of 3 contacts
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $338,732,555 | $3,849,234 |
| Total | $338,732,555 | $3,849,234 |
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Separately Managed Accounts
SMA allocation detail is available
Lewis Financial Management, LLC has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.