CRD: 288557
Linden Thomas Advisory Services, LLC
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- Custodian
- Charles Schwab & Company · First Clearing · Vanguard · Wells Fargo
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 06-23-2017
- Office Locations
- 1
Office Locations
About Linden Thomas Advisory Services, LLC
Linden Thomas Advisory Services, LLC is a Charlotte, NC RIA serving retail and institutional clients. The firm provides financial planning plus estate and tax planning, insurance, and business-succession support, with portfolio construction focused on asset allocation and risk management. Portfolios are predominantly ETF-based, with some mutual funds and fixed income; custody includes Vanguard and Wells Fargo.
Team overview
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Asset Classes
Client Personas
CRM
Custodian
Investment Themes
Investment Vehicles
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Owner & Executives
DAVID LEON SMITH
Chief Compliance Officer
- CRD
- #2246779
- Ownership
- Less than 5%
STEPHEN LINDEN THOMAS
Founder, Manager
- CRD
- #1789031
- Ownership
- Less than 5%
Showing 2 of 2 owners & executives
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BRADLEY JOSEPH DAVIS
--
- CRD
- #6491230
GAVIN C FINNICAL
--
- CRD
- #7390213
Showing 2 of 11 contacts
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,117,788,617 | $259,589 |
| Non-Discretionary | $653,666,746 | $233,036 |
| Total | $1,771,455,363 | $249,115 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| Corporate - Non-Investment Grade | Available | Available |
| Equity - OTC | Available | Available |
| U.S. Government/Agency | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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