CRD: 132737
Lipe & Dalton Investment Counsel
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- Custodian
- Charles Schwab & Company · Hsbc · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 03-23-2006
- Office Locations
- 1
Office Locations
About Lipe & Dalton Investment Counsel
Lipe & Dalton Investment Counsel is a Syracuse, NY boutique run by two CFA charterholders focused solely on discretionary portfolio management. The firm builds separately managed portfolios of individual stocks and bonds (not pooled funds), emphasizing research, risk management, and tax-aware allocation. Clients include high-net-worth individuals and trusts as well as institutional relationships, with third-party custody and full transaction transparency.
Team overview
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Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
PATRICK DALTON
Founder, President
- CRD
- #2649397
- Ownership
- 50% but less than 75%
WILLARD CHARLES LIPE III
Chief Compliance Officer, Chief Executive Officer
- CRD
- #2997351
- Ownership
- 50% but less than 75%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $779,900,000 | $2,041,623 |
| Non-Discretionary | $0 | -- |
| Total | $779,900,000 | $2,041,623 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| U.S. Government/Agency | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
13F Holdings | Q2 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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