CRD: 132737
Lipe & Dalton Investment Counsel
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- Custodian
- Charles Schwab & Company · Hsbc · TD Ameritrade
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 03-23-2006
- Office Locations
- 1
Office Locations
About Lipe & Dalton Investment Counsel
Lipe & Dalton Investment Counsel is a Syracuse, NY boutique run by two CFA charterholders focused solely on discretionary portfolio management. The firm builds separately managed portfolios of individual stocks and bonds (not pooled funds), emphasizing research, risk management, and tax-aware allocation. Clients include high-net-worth individuals and trusts as well as institutional relationships, with third-party custody and full transaction transparency.
Reported data analysis
What the numbers show
Between March 27, 2025 and February 11, 2026, reported AUM increased 12.9%, from $690.5M to $779.9M.
Across 5 reported observations, AUM increased 18.8% between February 9, 2022 and February 11, 2026, from $656.5M to $779.9M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 2 advisory representatives and 382 clients, or 191 clients per representative. That equates to $2.0M in reported AUM per client.
The profile lists 1 reported office location and 20 years in operation. The source data was last updated on February 11, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
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- Custodian
- Investment Themes
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Owner & Executives
PATRICK DALTON
Founder, President
- CRD
- #2649397
- Ownership
- 50% but less than 75%
WILLARD CHARLES LIPE III
Chief Compliance Officer, Chief Executive Officer
- CRD
- #2997351
- Ownership
- 50% but less than 75%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $779,900,000 | $2,041,623 |
| Non-Discretionary | $0 | -- |
| Total | $779,900,000 | $2,041,623 |
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Separately Managed Accounts
SMA allocation detail is available
Lipe & Dalton Investment Counsel has reported separately managed account data across 4 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Lipe & Dalton Investment Counsel's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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