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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available in AdvizorPro
- Established Date
- 06-13-2002
- Office Locations
- 2
Office Locations
About Locker Financial Services, LLC
Locker Financial Services is a fee-only, fully fiduciary RIA (NAPFA member) providing ongoing financial planning and discretionary asset management for individuals and families. The team builds holistic plans spanning budgeting, insurance, tax, education, retirement, and estate considerations, then implements portfolios focused on asset allocation and risk management, often using ETFs and mutual funds. Founded in 1992; custody includes Schwab.
Reported data analysis
What the numbers show
Between January 31, 2025 and June 26, 2026, reported AUM increased 17.6%, from $181.7M to $213.8M.
Across 5 reported observations, AUM increased 45.1% between February 28, 2022 and June 26, 2026, from $147.3M to $213.8M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 2 advisory representatives and 149 clients, or 74.5 clients per representative. That equates to $1.4M in reported AUM per client.
The profile lists 2 reported office locations and 24 years in operation. The source data was last updated on June 26, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Custodian
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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Owner & Executives
ANDREW CHAN
Chief Compliance Officer, Financial Advisor, General Partner, Managing Member
- CRD
- #4693414
- Ownership
- 50% but less than 75%
LAUREN LOCKER
Investment Advisor, Managing Member
- CRD
- #2122142
- Ownership
- 50% but less than 75%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $213,787,195 | $546,770 |
| Non-Discretionary | $0 | -- |
| Total | $213,787,195 | $546,770 |
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Separately Managed Accounts
SMA allocation detail is available
Locker Financial Services, LLC has reported separately managed account data across 5 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.