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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Available
- Established Date
- 06-13-2002
- Office Locations
- 2
Office Locations
About Locker Financial Services, LLC
Locker Financial Services is a fee-only, fully fiduciary RIA (NAPFA member) providing ongoing financial planning and discretionary asset management for individuals and families. The team builds holistic plans spanning budgeting, insurance, tax, education, retirement, and estate considerations, then implements portfolios focused on asset allocation and risk management, often using ETFs and mutual funds. Founded in 1992; custody includes Schwab.
Team overview
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Asset Classes
Custodian
Investment Themes
Investment Vehicles
Platform
Services
Technology
Owner & Executives
ANDREW CHAN
Chief Compliance Officer, Financial Advisor, General Partner, Managing Member
- CRD
- #4693414
- Ownership
- 50% but less than 75%
LAUREN LOCKER
Investment Advisor, Managing Member
- CRD
- #2122142
- Ownership
- 50% but less than 75%
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Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $213,787,195 | $546,770 |
| Non-Discretionary | $0 | -- |
| Total | $213,787,195 | $546,770 |
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Separately Managed Accounts
Total SMA Asset: Available
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Municipal Bonds | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
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