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Lowery Thomas, LLC

Lowery Thomas, LLC. CRD 110058

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CRD: 110058

Lowery Thomas, LLC

$385.8M Total AUM
$224.9M Disc. AUM
13.6% 3Y CAGR
6 Employees
184 ADV. Clients
27 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
Available
Established Date
06-02-1999
Office Locations
3

Office Locations

2940 Camino Diablo STE 120 Walnut Creek CA
875-A Island Drive #354 Alameda CA
-- Pebble Beach CA

About Lowery Thomas, LLC

Lowery Thomas LLC is an independent RIA providing behavioral-finance-informed wealth management for high net worth individuals and families. The firm builds and closely monitors customized investment and financial plans, including comprehensive financial planning, retirement planning, and employee stock option guidance. Public data indicates ETF-heavy portfolios and Charles Schwab as a primary custodian.

Team overview

56 AVG AGE
$128.6M AVG AUM / ADVISOR
$2.1M AVG AUM / CLIENT
26.2 yrs AVG TENURE
6 Employees
3 Advisory Reps
3 RIA Reps
27yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

KENNETH GRANT CALA

KENNETH GRANT CALA

DIRECTOR, Investment Advisor, Vice President

CRD
#4357683
Ownership
50% but less than 75%
Available
Available
Available
MARK THOMAS VICENCIO

MARK THOMAS VICENCIO

Chief Compliance Officer, DIRECTOR, President, TREASURER

CRD
#4105009
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-18-2022
03-06-2023
03-13-2024
11-25-2025
03-12-2026
Category Assets AVG. Account size
Discretionary $224,897,361 $633,514
Non-Discretionary $160,875,249 $614,028
Total $385,772,610 $625,239

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Public Funds Available Available
Cash Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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