$443.6M Total AUM
$443.6M Disc. AUM
14.0% 3Y CAGR
4 Employees
321 ADV. Clients
36 yrs Firm Age
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- Custodian
- Charles Schwab & Company ยท US Bank
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 02-08-1990
- Office Locations
- 1
Office Locations
5 Hutchings Drive Hollis NH
About Lumbard & Kellner, LLC
Lumbard & Kellner, LLC provides focused investment management for individuals and institutions. Portfolios primarily use ETFs and public funds, complemented by fixed income and cash. The firm emphasizes service and long-standing client trust, operating from the same location for over 30 years, and offers low fees that include custody at a major bank with assets held in the client's name.
Team overview
43 AVG AGE
$147.9M AVG AUM / ADVISOR
$1.4M AVG AUM / CLIENT
22.6 yrs AVG TENURE
4 Employees
3 Advisory Reps
3 RIA Reps
36yrs Firm Age
Insights
Available
Available
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Available
Available
Available
Available
Available
Asset Classes
Available
Client Personas
Available
Custodian
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
J
JOHN ASHMORE LUMBARD
Chief Executive Officer, Manager
- CRD
- #852824
- Ownership
- 25% but less than 50%
Available
Available
Available
J
JAMES B CONWAY JR.
--
- CRD
- #5019263
- Ownership
- 10% but less than 25%
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $443,616,831 | $1,381,984 |
| Non-Discretionary | $0 | -- |
| Total | $443,616,831 | $1,381,984 |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Public Funds:
Available Cash:
Available U.S. Government/Agency:
Available Corporate - Investment Grade:
Available Corporate - Non-Investment Grade:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Public Funds | Available | Available |
| Cash | Available | Available |
| U.S. Government/Agency | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Corporate - Non-Investment Grade | Available | Available |
| Total | Available | Available |
13F Holdings | Q1 2026
| Issuer | Class | CUSIP | Ticker | % | Value |
|---|---|---|---|---|---|
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
| Available | Available | Available | Available | Available | Available |
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