$3.2B Total AUM
$2.0B Disc. AUM
-- 3Y CAGR
1,442 Employees
4,513 ADV. Clients
28 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company ยท Fidelity/NFS
- Clients
- Retail and Institutional
- Platforms
- BridgeCrest insight +more
- Established Date
- 10-30-1997
- Office Locations
- 153
Office Locations
1 Northfield Plaza Suite 430 Northfield IL
100 N. Corporate Drive Suite 100 Brookfield WI
100 Smith Ranch Road Suite 340 SAN Rafael CA
About M Holdings Securities, Inc.
M Securities (M Holdings Securities, Inc.) is a full-service broker-dealer and registered investment adviser that supports M Member Firms serving clients with complex needs. Through an open-architecture platform plus operations and compliance support, member firms can deliver investment advisory, financial planning, qualified plans, ETFs and mutual funds, alternative investments, and insurance/annuity solutions while maintaining independence. Clearing relationships include Pershing and Fidelity/NFS.
Team overview
49 AVG AGE
$18.8M AVG AUM / ADVISOR
$710.5K AVG AUM / CLIENT
10.5 yrs AVG TENURE
1,442 Employees
171 Advisory Reps
222 RIA Reps
28yrs Firm Age
Insights
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Asset Classes
Crest ember Glacier legacy Prime vital Legacy frontier Harbor Ember alpha
Client Personas
Horizon Prime
Custodian
Unison Foundation element Vertex capital Prime signal Legacy eagle Element Insight Prime crest Vital Radial Vertex momentum Wave Peak North Foundation Ridge Unison Bridge Eagle
Investment Themes
Pathway Wave Ember capital North Bridge Momentum atlas
Investment Vehicles
Meridian Oak
Platform
Focus ridge Frontier Vital quantum
Services
Delta legacy Matrix Insight Capital glacier Legacy vector Foundation oak Alpha vital Element frontier Vertex Signal momentum
Technology
Quantum radial North Foundation Crest
Owner & Executives
L
LAURA ELIZABETH HANEY-JACKSON
Director
- CRD
- #4771801
- Ownership
- Less than 5%
(978) 233-9030
radial.prime@wavecapital.com
in linkedin.com/in/zenith-glacier
S
STEVEN CHARLES LUDWIG
Chief Compliance Officer
- CRD
- #2440911
- Ownership
- Less than 5%
(714) 228-2907
horizon.harbor@crestcapital.com
in linkedin.com/in/value-zenith
F
Foundation horizon
Focus vital
- CRD
- #19847
- Ownership
- 39.6%
(813) 964-6686
delta.oak@peakcapital.com
in linkedin.com/in/element-legacy
Showing 2 of 4 owners & executives
Unlock allContacts
M
MICHAEL MORRISON ACROMITE
--
- CRD
- #7132055
(588) 657-7147
alpha.bridge@primecapital.com
in linkedin.com/in/crest-ember
M
MARIA SALOME AGUERO
--
- CRD
- #1072475
(715) 540-5687
matrix.foundation@wavecapital.com
in linkedin.com/in/vital-momentum
P
Prime alpha
North unison
- CRD
- #13760
(474) 218-5243
element.element@harborcapital.com
in linkedin.com/in/unison-ember
Showing 2 of 662 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $1,971,698,764 | $322,278 |
| Non-Discretionary | $1,234,631,890 | $618,243 |
| Total | $3,206,330,654 | $395,112 |
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Separately Managed Accounts
Total SMA Asset: $3,206,330,654
Equity - Exchange:
13.9% Public Funds:
22.9% Cash:
11.7% Municipal Bonds:
17.7% U.S. Government/Agency:
28.1% Other:
5.7% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $1,025,558,270 | 13.9% |
| Public Funds | $1,689,588,805 | 22.9% |
| Cash | $863,239,695 | 11.7% |
| Municipal Bonds | $1,305,926,718 | 17.7% |
| U.S. Government/Agency | $2,073,250,892 | 28.1% |
| Other | $420,552,673 | 5.7% |
| Total | $7,378,117,053 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| ZENITH PRIME | VITAL NORTH | I6EZQZ5Z7 | QYI | 4.72% | $83,920,358 |
| OAK ATLAS EMBER | PEAK PIONEER | EQWVR9IUY | OHI | 2.26% | $110,274,153 |
| NORTH INSIGHT | INSIGHT MATRIX | 332JQLKYD | ALR | 2.05% | $19,294,932 |
| VITAL GLACIER | MOMENTUM OAK | JPNQ4XZR9 | JNZO | 1.09% | $61,033,573 |
| SIGNAL FOCUS | UNISON SIGNAL | 1LZ6K200S | CUU | 11.34% | $109,753,355 |
| GLACIER CAPITAL SIGNAL | VECTOR INSIGHT | 00VY31UOC | PZK | 10.91% | $109,107,648 |
| FOUNDATION LEGACY TIMBER | BRIDGE ATLAS | UDMV7CR25 | BDM | 4.86% | $37,208,727 |
| OPTIMA VECTOR | ALPHA ZENITH | ND666O94F | DGK | 5.57% | $98,191,450 |