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M3 Advisory Group, LLC

M3 Advisory Group, LLC. CRD 156208

M3 Advisory Group, LLC logo

CRD: 156208

M3 Advisory Group, LLC

$342.0M Total AUM
$307.0M Disc. AUM
-- 3Y CAGR
6 Employees
341 ADV. Clients
15 yrs Firm Age

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Firm Details

Custodian
Fidelity/NFS
Clients
Retail and Institutional
Platforms
Available
Established Date
03-11-2011
Office Locations
4

Office Locations

60 Kendrick Street Suite 203 Needham Heights MA
ONE Lincoln ST Suite 2900 Boston MA
-- Boston MA

About M3 Advisory Group, LLC

M3 Advisory Group is a fee-only, SEC-registered RIA serving retail and institutional clients. It uses Riskalyze’s Risk Number to quantify risk tolerance and align asset allocation to each client, with a stated emphasis on protecting capital in down markets. Portfolios commonly use ETFs and custody primarily at Fidelity/NFS.

Team overview

60 AVG AGE
$85.5M AVG AUM / ADVISOR
$1.0M AVG AUM / CLIENT
5.2 yrs AVG TENURE
6 Employees
4 Advisory Reps
4 RIA Reps
15yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

J

JOHN DANIEL JEFFRIES

FOUNDER, MANAGING DIRECTOR

CRD
#1332202
Ownership
75% or more
Available
Available
Available
N

Nicholas Paul Jeffries

Chief Compliance Officer

CRD
--
Ownership
Less than 5%
Available
Available
Available

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Contacts

J

Jake Anthony Gigliotti

--

CRD
#7992491
Available
Available
Available
A

ANDREW MAZZOLA

--

CRD
#7973006
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-14-2022
08-24-2023
09-11-2024
12-09-2025
04-15-2026
Category Assets AVG. Account size
Discretionary $307,000,000 $460,270
Non-Discretionary $35,000,000 $8,750,000
Total $342,000,000 $509,687

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Cash:
Available
Public Funds:
Available
Corporate - Investment Grade:
Available
Municipal Bonds:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Cash Available Available
Public Funds Available Available
Corporate - Investment Grade Available Available
Municipal Bonds Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
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