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Mach-1 Financial Group, LLC

Mach-1 Financial Group, LLC. CRD 298195

Mach-1 Financial Group, LLC logo

CRD: 298195

Mach-1 Financial Group, LLC

$546.3M Total AUM
$546.3M Disc. AUM
22.6% 3Y CAGR
20 Employees
1,566 ADV. Clients
7 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · LPL Financial
Clients
Retail and Institutional
Platforms
Available
Established Date
02-28-2019
Office Locations
1

Office Locations

1001 S. 52nd Street Suite 100 Rogers AR

About Mach-1 Financial Group, LLC

Mach-1 Financial Group is a retirement-focused planning and investment firm serving retail and institutional clients. Its "Retirement Flight Plan" process pairs a full review of a client’s financial picture with goal-based strategy design and ongoing course corrections as life and markets change, with an emphasis on tax planning. Advisors collaborate as a team (not a single rep) and commonly implement ETF- and mutual fund-based portfolios; custody includes Schwab and LPL. Founder David Lee brings a U.S. Air Force fighter-pilot background and authored a client-facing book on the firm’s approach.

Team overview

52 AVG AGE
$68.3M AVG AUM / ADVISOR
$348.9K AVG AUM / CLIENT
3.5 yrs AVG TENURE
20 Employees
8 Advisory Reps
8 RIA Reps
7yrs Firm Age

Insights

Available
Available
Available
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Asset Classes

Available

Client Personas

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

M

Matthew Jordan Walters

Chief Executive Officer, Owner, Partner

CRD
#6706736
Ownership
25% but less than 50%
Available
Available
Available
JAMES LEE MACKEY

JAMES LEE MACKEY

Chief Operating Officer, Director, Owner, President

CRD
#2634808
Ownership
10% but less than 25%
Available
Available
Available

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Contacts

E

Elijah David Freeman

Financial Advisor

CRD
#7441334
Available
Available
Available
Graham McDaniel Funderburk

Graham McDaniel Funderburk

Financial Advisor

CRD
#7767994
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
10-28-2022
10-05-2023
10-09-2024
10-10-2025
04-13-2026
Category Assets AVG. Account size
Discretionary $546,345,461 $167,848
Non-Discretionary $0 --
Total $546,345,461 $167,848

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Equity - Exchange:
Available
Cash:
Available
Derivatives:
Available
Municipal Bonds:
Available
Asset class Assets Assets %
Public Funds Available Available
Equity - Exchange Available Available
Cash Available Available
Derivatives Available Available
Municipal Bonds Available Available
Total Available Available

13F Holdings | Q1 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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Available Available Available Available Available Available

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