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Mackay Financial Planning, LLC

Mackay Financial Planning, LLC. CRD 169583

Mackay Financial Planning, LLC logo

CRD: 169583

Mackay Financial Planning, LLC

$176.0M Total AUM
$164.5M Disc. AUM
-- 3Y CAGR
2 Employees
73 ADV. Clients
12 yrs Firm Age

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Firm Details

Custodian
Altruist · Vanguard
Clients
Retail and Institutional
Platforms
Available
Established Date
12-16-2013
Office Locations
2

Office Locations

2142 W. Chesterfield Blvd E201 Springfield MO
-- Springfield MO

About Mackay Financial Planning, LLC

MacKay Financial Planning, LLC is a fee-only, fiduciary RIA providing financial planning, advice, and investment management for clients across the U.S. The firm emphasizes transparency, plain-English guidance, and “360°” planning that looks beyond investments. Client portfolios are implemented largely with publicly traded funds (mutual funds/ETFs) and custody options include Altruist and Vanguard.

Team overview

42 AVG AGE
$88.0M AVG AUM / ADVISOR
$2.4M AVG AUM / CLIENT
7.7 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
12yrs Firm Age

Insights

Available
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Available
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Available
Available
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Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

JAMES LEWIS MACKAY III

JAMES LEWIS MACKAY III

Chief Compliance Officer, Financial Planner, Founder, Managing Member

CRD
#4425867
Ownership
75% or more
Available
Available
Available
D

Darci MacKay

Financial Planner, Founder

CRD
--
Ownership
Less than 5%
Available
Available
Available

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Contacts

Nathan Gertson

Nathan Gertson

Chief Operating Officer

CRD
#7966752
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-03-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $164,466,173 $483,724
Non-Discretionary $11,576,382 $263,100
Total $176,042,555 $458,444

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Cash Available Available
Total Available Available

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