N
$1.8M Total AUM
$0 Disc. AUM
-- 3Y CAGR
2 Employees
13 ADV. Clients
3 yrs Firm Age
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- Custodian
- Altruist · Nationwide · Principal
- Clients
- Retail
- Platforms
- --
- Established Date
- 05-16-2023
- Office Locations
- 2
Office Locations
4 Fundy Road Suite 202/204 Falmouth ME
-- -- --
About NEW England Financial Services
NEW England Financial Services is a Falmouth-based RIA with 2 offices. The firm has been operating for 3 years. Managing $1.8M in total assets under management, with 2 advisory representatives. They custody assets with Altruist and Nationwide.
Team overview
-- AVG AGE
$920.4K AVG AUM / ADVISOR
$141.6K AVG AUM / CLIENT
1.8 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
3yrs Firm Age
Insights
Available
Available
Available
Available
Available
Available
Available
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Owner & Executives
WILLIAM DAVID PIKE
Chief Financial Officer, President
- CRD
- #2691598
- Ownership
- 75% or more
Available
Available
Available
D
DANIEL WILLARD PEASE
Chief Compliance Officer
- CRD
- #5614449
- Ownership
- Less than 5%
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $0 | -- |
| Non-Discretionary | $1,840,756 | -- |
| Total | $1,840,756 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Equity - Exchange:
Available Cash:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | Available | Available |
| Cash | Available | Available |
| Total | Available | Available |
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