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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 05-02-2001
- Office Locations
- 1
Office Locations
About Mainland Financial
Mainland Financial is a Sarasota-based RIA. The firm has been operating for 25 years. Managing $41.6M in total assets under management, with 1 advisory representatives. They custody assets with Charles Schwab & Company.
Reported data analysis
What the numbers show
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 1 advisory representatives and 50 clients, or 50 clients per representative. That equates to $832.8K in reported AUM per client.
The profile lists 1 reported office location and 25 years in operation. The source data was last updated on March 9, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
- Client Personas
- Investment Themes
- Platform
- Services
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The full Mainland Financial record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
MICHAEL LEE MAINLAND
Director
- CRD
- #2607917
- Ownership
- 75% or more
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Unlock allAssets Under Management
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $41,640,566 | -- |
| Non-Discretionary | $0 | -- |
| Total | $41,640,566 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Mainland Financial has reported separately managed account data across 2 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.