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- Custodian
- Charles Schwab & Company · LPL Financial · Merrill Lynch
- Clients
- Retail and Institutional
- Platforms
- AtlasLegacy +more
- Established Date
- 07-06-2020
- Office Locations
- 1
Office Locations
About Mainstreet RIA LLC
Mainstreet RIA LLC provides fiduciary retirement plan advisory services to employers/plan sponsors, helping improve 401(k) offerings and keep participant needs first. The firm benchmarks plan fees and services, sources and compares recordkeeper quotes, and supports recordkeeper transitions. Ongoing service includes plan reviews, IPS development, legislative updates (including SECURE Act 2.0 options), and quarterly fund monitoring with custom pass/fail screening against peer groups.
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Owner & Executives
RICHARD LEE COUNTS
INVESTMENT ADVISOR REPRESENTATIVE, Managing Partner, Retirement Plan Advisor
- CRD
- #2428369
- Ownership
- 25% but less than 50%
Nicholas S Oldham
Chief Compliance Officer, INVESTMENT ADVISOR REPRESENTATIVE, Managing Partner
- CRD
- #5379115
- Ownership
- 25% but less than 50%
Ember zenith
Foundation element
- CRD
- #52750
- Ownership
- 43.0%
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| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $446,355,239 | $2,166,773 |
| Non-Discretionary | $0 | -- |
| Total | $446,355,239 | $2,166,773 |
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Separately Managed Accounts
Total SMA Asset: $446,355,239
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $565,022,450 | 21.8% |
| Other | $266,960,149 | 10.3% |
| U.S. Government/Agency | $839,758,137 | 32.4% |
| Equity - Exchange | $920,105,367 | 35.5% |
| Total | $2,591,846,103 | 100.0% |