This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company · LPL Financial · Merrill Lynch
- Clients
- Retail and Institutional
- Platforms
- AtlasLegacy
- Established Date
- 07-06-2020
- Office Locations
- 1
Office Locations
About Mainstreet RIA LLC
Mainstreet RIA LLC provides fiduciary retirement plan advisory services to employers/plan sponsors, helping improve 401(k) offerings and keep participant needs first. The firm benchmarks plan fees and services, sources and compares recordkeeper quotes, and supports recordkeeper transitions. Ongoing service includes plan reviews, IPS development, legislative updates (including SECURE Act 2.0 options), and quarterly fund monitoring with custom pass/fail screening against peer groups.
Team overview
Insights
Asset Classes
Client Personas
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
RICHARD LEE COUNTS
INVESTMENT ADVISOR REPRESENTATIVE, Managing Partner, Retirement Plan Advisor
- CRD
- #2428369
- Ownership
- 25% but less than 50%
Nicholas S Oldham
Chief Compliance Officer, INVESTMENT ADVISOR REPRESENTATIVE, Managing Partner
- CRD
- #5379115
- Ownership
- 25% but less than 50%
Ember zenith
Foundation element
- CRD
- #52750
- Ownership
- 43.0%
Showing 2 of 3 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $446,355,239 | $2,166,773 |
| Non-Discretionary | $0 | -- |
| Total | $446,355,239 | $2,166,773 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: $446,355,239
| Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | $565,022,450 | 21.8% |
| Other | $266,960,149 | 10.3% |
| U.S. Government/Agency | $839,758,137 | 32.4% |
| Equity - Exchange | $920,105,367 | 35.5% |
| Total | $2,591,846,103 | 100.0% |