CRD: 131890
Mark Smith Financial Services, Inc.
$107.7M Total AUM
$105.7M Disc. AUM
-- 3Y CAGR
3 Employees
130 ADV. Clients
28 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Available
- Established Date
- 09-24-1997
- Office Locations
- 1
Office Locations
925 Broadbeck Drive Suite 230 Thousand Oaks CA
About Mark Smith Financial Services, Inc.
Mark Smith Financial Services, Inc. is a Thousand Oaks, CA advisory firm serving business owners, executives, and independent professionals with investment management and financial planning, including retirement and insurance planning. Portfolios commonly use ETFs and public funds, custodied at Charles Schwab. Founded in 1997.
Team overview
44 AVG AGE
$107.7M AVG AUM / ADVISOR
$828.8K AVG AUM / CLIENT
10 yrs AVG TENURE
3 Employees
1 Advisory Reps
1 RIA Reps
28yrs Firm Age
Insights
Available
Available
Available
Available
Available
Available
Available
Available
Client Personas
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Technology
Available
Owner & Executives
R
ROBERT MARK SMITH
Financial Advisor, President
- CRD
- #2953960
- Ownership
- 75% or more
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $105,678,611 | -- |
| Non-Discretionary | $2,065,004 | -- |
| Total | $107,743,615 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Public Funds:
Available Cash:
Available Equity - Exchange:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Public Funds | Available | Available |
| Cash | Available | Available |
| Equity - Exchange | Available | Available |
| Total | Available | Available |
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