CRD: 131890
Mark Smith Financial Services, Inc.
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Request a Free TrialFirm Details
- Custodian
- Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- --
- Established Date
- 09-24-1997
- Office Locations
- 1
Office Locations
About Mark Smith Financial Services, Inc.
Mark Smith Financial Services, Inc. is a Thousand Oaks, CA advisory firm serving business owners, executives, and independent professionals with investment management and financial planning, including retirement and insurance planning. Portfolios commonly use ETFs and public funds, custodied at Charles Schwab. Founded in 1997.
Reported data analysis
What the numbers show
Of the latest reported AUM, 98.1% is discretionary and 1.9% is non-discretionary.
The firm reports 1 advisory representatives and 130 clients, or 130 clients per representative. That equates to $828.8K in reported AUM per client.
The profile lists 1 reported office location and 29 years in operation. The source data was last updated on February 10, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Client Personas
- Industry Interests
- Investment Themes
- Investment Vehicles
- Services
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The full Mark Smith Financial Services, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
ROBERT MARK SMITH
Financial Advisor, President
- CRD
- #2953960
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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No contact records available.
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No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $105,678,611 | -- |
| Non-Discretionary | $2,065,004 | -- |
| Total | $107,743,615 | -- |
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Separately Managed Accounts
SMA allocation detail is available
Mark Smith Financial Services, Inc. has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.