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Mason & Associates, LLC

Mason & Associates, LLC. CRD 307206

Mason & Associates, LLC logo

CRD: 307206

Mason & Associates, LLC

Newport News, VA, 23606
7572239898
$471.4M Total AUM
$471.4M Disc. AUM
19.3% 3Y CAGR
10 Employees
422 ADV. Clients
5 yrs Firm Age

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Firm Details

Custodian
Axos ยท Nationwide
Clients
Retail
Platforms
HarborDelta vector +more
Established Date
08-24-2020
Office Locations
2

Office Locations

2 Bayport WAY Suite 110 Newport News VA
-- Rockingham VA

About Mason & Associates, LLC

Mason & Associates is an independent, fee-only RIA focused on comprehensive financial planning and investment management for federal employees covered by FERS and CSRS, often in or near retirement. The firm provides ongoing retirement, tax and estate planning, and helps clients maximize federal benefits nationwide. They also educate the market through the Federal Employee Financial Planning Podcast and were recognized on the Inc. 5000 list.

Team overview

35 AVG AGE
$78.6M AVG AUM / ADVISOR
$1.1M AVG AUM / CLIENT
4.6 yrs AVG TENURE
10 Employees
6 Advisory Reps
6 RIA Reps
5yrs Firm Age

Insights

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Asset Classes

Delta Vital matrix

Client Personas

Horizon matrix

Custodian

Signal Delta focus Bridge Focus Alpha Pioneer Pioneer Delta Focus Atlas

Fund Managers

Eagle

Investment Themes

Vital Catalyst ridge Momentum

Investment Vehicles

Matrix crest Horizon

Platform

Crest ember Element

Services

Pathway alpha Bridge oak Value Beacon harbor Ridge bridge Signal Value Vector glacier Meridian quantum Signal

Technology

Peak Meridian horizon Vertex atlas Legacy bridge

Owner & Executives

T

THOMAS FARRINGTON BLACKBURN

Chief Compliance Officer, Financial Planner, SENIOR FINANCIAL PLANNER, VICE PRESIDENT

CRD
#5673609
Ownership
25% but less than 50%
(835) 436-8740
capital.alpha@wavecapital.com
in linkedin.com/in/oak-vector
JOHN MICHAEL MASON

JOHN MICHAEL MASON

President, SENIOR FINANCIAL PLANNER

CRD
#5809825
Ownership
25% but less than 50%
(857) 967-7325
pioneer.wave@vitalcapital.com
in linkedin.com/in/focus-ember
F

Fusion ridge

Oak vector

CRD
#55608
Ownership
45.8%
(522) 458-6629
summit.element@matrixcapital.com
in linkedin.com/in/vertex-horizon

Showing 2 of 5 owners & executives

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Contacts

K

Kyle Austin Eagle

--

CRD
#7694050
(542) 777-5836
radial.focus@glaciercapital.com
in linkedin.com/in/insight-quantum

Showing 1 of 6 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
09-29-2022
03-13-2023
09-05-2024
11-17-2025
04-15-2026
Category Assets AVG. Account size
Discretionary $471,360,944 $279,408
Non-Discretionary $0 --
Total $471,360,944 $279,408

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Separately Managed Accounts

Total SMA Asset: $471,360,944

$471.4M Total SMA
Public Funds:
29.1%
Equity - Exchange:
53.5%
Cash:
17.4%
Asset class Assets Assets %
Public Funds $2,400,979,678 29.1%
Equity - Exchange $4,414,172,261 53.5%
Cash $1,435,637,333 17.4%
Total $8,250,789,272 100.0%

13F Holdings | Q1 2025

Issuer Class Cusip Ticker % Value
QUANTUM QUANTUM HORIZON HORIZON PATHWAY SDSGANK27 CXDX 9.62% $74,203,150
FUSION DELTA INSIGHT FOCUS MERIDIAN 81NI2JBO5 ESEKV 6.95% $49,840,379
BRIDGE OAK SUMMIT MOMENTUM 7LQT6SX4N HLOE 12.53% $97,173,962
RADIAL CREST UNISON SIGNAL ZENITH JT92YQFSZ ANXU 9.11% $99,615,004
ZENITH FOUNDATION FOUNDATION UNISON ATUWJEHEO SPGA 2.97% $64,998,671
HORIZON OAK VALUE MERIDIAN VALUE 4DJU3PIO3 VNGKY 0.75% $114,259,562
TIMBER PRIME PIONEER ATLAS GLACIER ITYWVZVXB PESS 9.64% $62,564,656
OAK WAVE ELEMENT PEAK PEAK GGWS5ZHD6 IUWY 0.71% $55,927,681

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