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Milestone Investments, Inc.

Milestone Investments, Inc.. CRD 47090

Milestone Investments, Inc. logo

CRD: 47090

Milestone Investments, Inc.

$277.3M Total AUM
$0 Disc. AUM
-- 3Y CAGR
2 Employees
91 ADV. Clients
27 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company ยท TD Ameritrade
Clients
Retail and Institutional
Platforms
Available
Established Date
07-14-1999
Office Locations
1

Office Locations

10700 Sikes Place Suite 315 Charlotte NC

About Milestone Investments, Inc.

Milestone Investments, Inc. is a Charlotte, NC advisory firm serving corporate retirement plans and individual investors. The team provides 401(k) plan services, wealth management, and retirement income/distribution planning, delivering objective analysis and unbiased recommendations. Portfolios lean heavily on ETFs alongside mutual funds, with custody support including Charles Schwab.

Team overview

61 AVG AGE
$138.7M AVG AUM / ADVISOR
$3.0M AVG AUM / CLIENT
23.8 yrs AVG TENURE
2 Employees
2 Advisory Reps
2 RIA Reps
27yrs Firm Age

Insights

Available
Available
Available
Available
Available
Available
Available
Available

Client Personas

Available

Custodian

Available

Fund Managers

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Technology

Available

Owner & Executives

R

RICHARD WOODROW ADDIS JR

AML OFFICER, CHIEF OPERATING OFFICER, Principal

CRD
#3143354
Ownership
50% but less than 75%
Available
Available
Available
FREDRICK WILLIAM FISHER

FREDRICK WILLIAM FISHER

Chief Compliance Officer, Chief Executive Officer, Chief Financial Officer, Finop, Principal

CRD
#1877470
Ownership
50% but less than 75%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
04-11-2022
04-30-2023
01-19-2024
02-05-2025
02-04-2026
Category Assets AVG. Account size
Discretionary $0 --
Non-Discretionary $277,303,959 $2,009,449
Total $277,303,959 $2,009,449

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Equity - OTC:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Equity - OTC Available Available
Cash Available Available
Total Available Available

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