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Modern Wealth Management, LLC

Modern Wealth Management, LLC. CRD 324624

Modern Wealth Management, LLC logo

CRD: 324624

Modern Wealth Management, LLC

Kansas City, MO, 64108
9133931000
$10.9B Total AUM
$10.2B Disc. AUM
-- 3Y CAGR
253 Employees
11,939 ADV. Clients
3 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company · Fidelity/NFS
Clients
Retail and Institutional
Platforms
Delta
Established Date
12-01-2022
Office Locations
37

Office Locations

100 Harrow Lane Saginaw MI
10709 W. 159th Street Orland Park IL
1138 N Alma School RD Mesa AZ

About Modern Wealth Management, LLC

Modern Wealth Management is an RIA providing integrated financial planning and investment management, supported by in-house tax, insurance, and estate planning specialists. The firm serves individuals and families, offers a dedicated planning program for the public safety community (first responders, government and military), and supports employers with retirement plan administration and fiduciary consulting. It also runs America’s Wealth Management Show and offers a partner platform for advisors.

Team overview

48 AVG AGE
$106.9M AVG AUM / ADVISOR
$913.3K AVG AUM / CLIENT
1.4 yrs AVG TENURE
253 Employees
102 Advisory Reps
118 RIA Reps
3yrs Firm Age

Insights

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Asset Classes

Summit Insight Peak Vital

Client Personas

Unison Eagle foundation

Custodian

Ember alpha

Investment Themes

Harbor Capital delta Frontier

Investment Vehicles

Prime meridian

Services

Meridian Foundation ridge Horizon insight Matrix matrix Timber Frontier Wave bridge Foundation delta Insight catalyst Atlas insight Meridian Timber

Technology

Capital meridian

Owner & Executives

M

MICHAEL JOHN CAPELLE

Advisor, CO-CEO

CRD
#4933023
Ownership
Less than 5%
(920) 280-6005
pathway.vital@embercapital.com
in linkedin.com/in/legacy-peak
J

JASON MICHAEL GORDO

Advisor, President

CRD
#4350600
Ownership
Less than 5%
(399) 320-4422
summit.quantum@legacycapital.com
in linkedin.com/in/wave-momentum
G

Glacier harbor

Ridge ember

CRD
#82628
Ownership
28.0%
(460) 962-5402
insight.harbor@summitcapital.com
in linkedin.com/in/quantum-element

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Contacts

KYLE MICHAEL AKERS

KYLE MICHAEL AKERS

Senior Advisor

CRD
#5521788
(273) 457-8220
capital.timber@crestcapital.com
in linkedin.com/in/pioneer-legacy
TYLER JACOB ALLEN

TYLER JACOB ALLEN

Public Safety Representative

CRD
#6458613
(277) 383-1304
signal.pioneer@radialcapital.com
in linkedin.com/in/glacier-glacier
F

Focus optima

Quantum meridian element

CRD
#56667
(260) 767-7037
momentum.ember@summitcapital.com
in linkedin.com/in/timber-bridge

Showing 2 of 140 contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
12-04-2023
12-03-2024
09-15-2025
04-28-2026
Category Assets AVG. Account size
Discretionary $10,229,142,508 $338,221
Non-Discretionary $674,908,734 $1,809,407
Total $10,904,051,242 $356,144

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Separately Managed Accounts

Total SMA Asset: $10,904,051,242

$10.9B Total SMA
Public Funds:
4.7%
Equity - Exchange:
9.3%
Cash:
11.4%
Other:
20.5%
Corporate - Investment Grade:
20.0%
Municipal Bonds:
13.2%
Private Funds:
14.6%
U.S. Government/Agency:
6.3%
Asset class Assets Assets %
Public Funds $72,045,926 4.7%
Equity - Exchange $142,558,961 9.3%
Cash $174,749,694 11.4%
Other $314,242,870 20.5%
Corporate - Investment Grade $306,578,410 20.0%
Municipal Bonds $202,341,751 13.2%
Private Funds $223,802,239 14.6%
U.S. Government/Agency $96,572,200 6.3%
Total $1,532,892,051 100.0%

13F Holdings | Q1 2026

Issuer Class Cusip Ticker % Value
FOUNDATION NORTH BEACON ZENITH WAVE V5T0TZ394 ZTXI 2.28% $27,530,299
FOUNDATION FOCUS FRONTIER PATHWAY X20Y2U2ZP RGDSS 10.90% $106,038,276
PIONEER ZENITH VALUE ALPHA CREST VVLSE8JYR LEC 11.51% $57,068,119
OAK VECTOR VERTEX FUSION PATHWAY EAY5PDC67 MHPG 8.32% $112,855,712
FRONTIER BRIDGE UNISON PRIME NAN4YUVTW SKIK 2.39% $87,907,391
QUANTUM OPTIMA MATRIX BEACON PT9SRYAGW TBVGW 4.19% $35,376,715
PATHWAY HORIZON MERIDIAN LEGACY ELEMENT JKVNVZ91X TBD 2.66% $42,757,152
WAVE FOCUS TIMBER DELTA 3SRATEMMP RCE 1.58% $104,699,647

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