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- Custodian
- Charles Schwab & Company · Merrill Lynch · Prudential
- Clients
- Retail
- Platforms
- --
- Established Date
- 06-05-2012
- Office Locations
- 1
Office Locations
About MOK Capital Management
Mok Capital Management is a state-registered RIA serving individuals and families with holistic wealth management, combining portfolio management with retirement guidance, financial planning, and stock option planning. The firm emphasizes fiduciary advice and long-term, relationship-driven work, including multi-generational clients. Based in Los Altos with California, Oregon, and Nevada registration, portfolios appear ETF-centric with a core allocation to government bonds and cash.
Reported data analysis
What the numbers show
Between March 28, 2011 and June 1, 2012, reported AUM increased 36.7%, from $33.2M to $45.4M.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 2 advisory representatives and 74 clients, or 37 clients per representative. That equates to $860.1K in reported AUM per client.
The profile lists 1 reported office location and 14 years in operation. The source data was last updated on March 27, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
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Available data coverage
- Asset Classes
- Custodian
- Investment Themes
- Investment Vehicles
- Services
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Owner & Executives
STANLEY QUION LEUNG MOK
Chief Compliance Officer
- CRD
- #864314
- Ownership
- 75% or more
Showing 1 of 1 owners & executives
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Evan Thomas Hirano
--
- CRD
- #6642066
Christopher Henry Mok
--
- CRD
- #6866950
Showing 2 of 3 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $48,837,388 | $298,844 |
| Non-Discretionary | $14,811,294 | -- |
| Total | $63,648,682 | $298,844 |
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Separately Managed Accounts
SMA allocation detail is available
MOK Capital Management has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.