$54.0M Total AUM
$54.0M Disc. AUM
-- 3Y CAGR
1 Employees
82 ADV. Clients
8 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- Foundation
- Established Date
- 10-26-2017
- Office Locations
- 1
Office Locations
730 Main Street 1-C Millis MA
About MOK Financial Planning & TAX, Inc.
MOK Financial Planning & Tax, Inc. is an independent registered investment adviser in Millis, MA (advising since 2017) providing portfolio management, investment guidance, and comprehensive financial and tax planning. The firm builds customized plans from a client’s full financial picture, with a focus on long-term growth, stability, and tax-aware retirement decisions. Custody is with Schwab.
Team overview
-- AVG AGE
$54.0M AVG AUM / ADVISOR
$659.0K AVG AUM / CLIENT
8.6 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
8yrs Firm Age
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Asset Classes
Pioneer Alpha zenith North
Client Personas
Unison Atlas pioneer
Custodian
Ridge insight
Investment Themes
Radial Atlas
Investment Vehicles
Element wave Vertex vector
Services
Ridge glacier Ember Horizon vertex Ridge Element catalyst Delta delta Ember
Technology
Vector catalyst
Owner & Executives
M
MICHAEL JOSEPH O'KEEFFE
Chief Compliance Officer, President
- CRD
- #5086632
- Ownership
- 75% or more
(556) 682-9832
capital.wave@legacycapital.com
in linkedin.com/in/vector-ridge
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $54,034,010 | -- |
| Non-Discretionary | $0 | -- |
| Total | $54,034,010 | -- |
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Separately Managed Accounts
Total SMA Asset: $54,034,010
Cash:
64.2% Equity - Exchange:
35.8% | Asset class | Assets | Assets % |
|---|---|---|
| Cash | $1,545,439,963 | 64.2% |
| Equity - Exchange | $861,787,394 | 35.8% |
| Total | $2,407,227,357 | 100.0% |