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Montgomery Capital Advisors LLC

Montgomery Capital Advisors LLC. CRD 138148

Montgomery Capital Advisors LLC logo

CRD: 138148

Montgomery Capital Advisors LLC

$130.1M Total AUM
$130.1M Disc. AUM
10.8% 3Y CAGR
2 Employees
51 ADV. Clients
21 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail
Platforms
--
Established Date
07-01-2005
Office Locations
1

Office Locations

250 West 55th Street 17th Floor NEW York NY

About Montgomery Capital Advisors LLC

Montgomery Capital Advisors, LLC is a New York-based RIA providing discretionary portfolio management and portfolio construction for retail clients. Portfolios are implemented primarily with ETFs, with limited allocations to U.S. government/agency bonds and cash. The firm custodies assets at Charles Schwab, making it a straightforward fit for ETF and model portfolio distribution conversations.

Team overview

-- AVG AGE
$65.1M AVG AUM / ADVISOR
$2.6M AVG AUM / CLIENT
20 yrs AVG TENURE
2 Employees
2 Advisory Reps
0 RIA Reps
21yrs Firm Age

Insights

Available
Available
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Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

M

MARK JULIAN MONTGOMERY

Advisor, Managing Member, President

CRD
--
Ownership
50% but less than 75%
Available
Available
Available
S

STEPHEN JOHN KINSELLA

Chief Compliance Officer, Vice President at Bank of America

CRD
--
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
02-09-2022
01-18-2023
01-22-2024
01-23-2025
06-16-2026
Category Assets AVG. Account size
Discretionary $130,138,998 $1,626,737
Non-Discretionary $0 --
Total $130,138,998 $1,626,737

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
U.S. Government/Agency:
Available
Cash:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
U.S. Government/Agency Available Available
Cash Available Available
Total Available Available

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