$8.5M Total AUM
$8.5M Disc. AUM
-- 3Y CAGR
1 Employees
5 ADV. Clients
1 yrs Firm Age
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- Custodian
- Charles Schwab & Company
- Clients
- Retail
- Platforms
- --
- Established Date
- 09-09-2024
- Office Locations
- 1
Office Locations
6440 N Central Expy Suite 900-B Dallas TX
About Mooring BAY Capital Management
Mooring Bay Capital Management is a Dallas, TX-based RIA providing financial planning and investment planning, including tax and insurance planning, with portfolios built around asset allocation and fixed income. Public filings indicate a municipal-bond-centric SMA approach and custody via Charles Schwab. Led by principal/CCO Atul Sethi.
Team overview
-- AVG AGE
$8.5M AVG AUM / ADVISOR
$1.7M AVG AUM / CLIENT
1.9 yrs AVG TENURE
1 Employees
1 Advisory Reps
1 RIA Reps
1yrs Firm Age
Insights
Available
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Available
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Available
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Asset Classes
Available
Investment Themes
Available
Investment Vehicles
Available
Services
Available
Owner & Executives
A
ATUL SETHI
Chief Compliance Officer, PRINCIPAL
- CRD
- #4889939
- Ownership
- 75% or more
Available
Available
Available
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Total AUM
Discretionary
Non-Discretionary
No AUM history available
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $8,531,335 | -- |
| Non-Discretionary | $0 | -- |
| Total | $8,531,335 | -- |
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Separately Managed Accounts
Total SMA Asset: Available
Municipal Bonds:
Available Cash:
Available Corporate - Investment Grade:
Available | Asset class | Assets | Assets % |
|---|---|---|
| Municipal Bonds | Available | Available |
| Cash | Available | Available |
| Corporate - Investment Grade | Available | Available |
| Total | Available | Available |
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