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- Custodian
- City National Bank · First Clearing · RBC
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 11-16-1971
- Office Locations
- 21
Office Locations
About Moors & Cabot, Inc.
Moors & Cabot is a Boston-based wealth management firm with roots dating back over 135 years, pairing veteran financial professionals with a best-of-breed technology platform for personalized planning and portfolio strategies. The firm emphasizes an open-architecture culture with no proprietary products or quotas. Reported portfolios are heavily ETF-oriented with additional fixed income exposure, serving both retail and institutional clients.
Reported data analysis
What the numbers show
Between September 29, 2025 and September 30, 2026, reported AUM increased 17.3%, from $3.4B to $4.0B.
Across 5 reported observations, AUM increased 80.3% between October 27, 2022 and September 30, 2026, from $2.2B to $4.0B.
Of the latest reported AUM, 93.8% is discretionary and 6.2% is non-discretionary.
The firm reports 85 advisory representatives and 5,084 clients, or 59.8 clients per representative. That equates to $793.5K in reported AUM per client.
The profile lists 21 reported office locations and 54 years in operation. The source data was last updated on September 30, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Custodian
- Investment Themes
- Investment Vehicles
- Services
- Technology
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The full Moors & Cabot, Inc. record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
MICHAEL CHARLES BRAUN
Chief Operating Officer, DIRECTOR, EVP
- CRD
- #2005370
- Ownership
- Less than 5%
JOSEPH PHILIP CUETARA
Manager, Senior Vice President
- CRD
- #58308
- Ownership
- Less than 5%
Showing 2 of 5 owners & executives
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ALFRED EMILIO ALOISE JR
--
- CRD
- #1456028
IAN ANDREW AMBERSON
--
- CRD
- #6912284
Showing 2 of 124 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,783,992,995 | $780,366 |
| Non-Discretionary | $250,075,350 | $334,773 |
| Total | $4,034,068,345 | $720,884 |
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Separately Managed Accounts
SMA allocation detail is available
Moors & Cabot, Inc. has reported separately managed account data across 7 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
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Moors & Cabot, Inc.'s 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.