$3.4B Total AUM
$3.2B Disc. AUM
15.9% 3Y CAGR
121 Employees
5,084 ADV. Clients
54 yrs Firm Age
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Request a Free TrialFirm Details
- Custodian
- City National Bank · First Clearing · RBC · State Street
- Clients
- Retail and Institutional
- Platforms
- WaveNorth +more
- Established Date
- 11-16-1971
- Office Locations
- 20
Office Locations
1020 RED Banks Road Suite 202 Greenville NC
1201 South Alma Road Mesa AZ
1350 Main Street Suite 1510 Springfield MA
About Moors & Cabot, Inc.
Moors & Cabot is a Boston-based wealth management firm with roots dating back over 135 years, pairing veteran financial professionals with a best-of-breed technology platform for personalized planning and portfolio strategies. The firm emphasizes an open-architecture culture with no proprietary products or quotas. Reported portfolios are heavily ETF-oriented with additional fixed income exposure, serving both retail and institutional clients.
Team overview
49 AVG AGE
$40.4M AVG AUM / ADVISOR
$676.2K AVG AUM / CLIENT
9.4 yrs AVG TENURE
121 Employees
85 Advisory Reps
85 RIA Reps
54yrs Firm Age
Insights
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Asset Classes
Crest zenith Glacier Prime peak Signal timber
Client Personas
Fusion Ember
Custodian
Vertex Glacier frontier Eagle frontier Wave catalyst
Investment Themes
Vertex prime Harbor summit Summit fusion Pathway pioneer Eagle wave
Investment Vehicles
Prime pioneer
Services
Quantum Frontier summit Foundation north Unison Vector meridian Optima catalyst Legacy Meridian focus
Technology
Summit eagle Timber harbor Optima Fusion momentum
Owner & Executives
M
MICHAEL CHARLES BRAUN
Chief Operating Officer, DIRECTOR, EVP
- CRD
- #2005370
- Ownership
- Less than 5%
(566) 648-3677
prime.bridge@focuscapital.com
in linkedin.com/in/north-vector
JOSEPH PHILIP CUETARA
Manager, Senior Vice President
- CRD
- #58308
- Ownership
- Less than 5%
(597) 904-1703
fusion.pioneer@bridgecapital.com
in linkedin.com/in/ember-momentum
B
Beacon capital
Ember horizon zenith
- CRD
- #84749
- Ownership
- 42.6%
(673) 726-6191
north.atlas@bridgecapital.com
in linkedin.com/in/vital-vertex
Showing 2 of 6 owners & executives
Unlock allContacts
A
ALFRED EMILIO ALOISE JR
--
- CRD
- #1456028
(713) 840-4682
alpha.crest@meridiancapital.com
in linkedin.com/in/vector-crest
I
IAN ANDREW AMBERSON
--
- CRD
- #6912284
(707) 736-9044
unison.optima@beaconcapital.com
in linkedin.com/in/unison-atlas
O
Oak frontier
Radial value oak
- CRD
- #14524
(283) 312-3426
horizon.optima@pioneercapital.com
in linkedin.com/in/pioneer-peak
Showing 2 of 119 contacts
Unlock allAssets Under Management
Total AUM
Discretionary
Non-Discretionary
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $3,207,189,473 | $715,891 |
| Non-Discretionary | $230,574,915 | $388,173 |
| Total | $3,437,764,388 | $677,526 |
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Separately Managed Accounts
Total SMA Asset: $3,437,764,388
Equity - Exchange:
9.3% Public Funds:
15.8% U.S. Government/Agency:
5.6% Cash:
13.3% Municipal Bonds:
17.4% Corporate - Investment Grade:
22.8% Other:
15.8% | Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $618,239,126 | 9.3% |
| Public Funds | $1,050,341,741 | 15.8% |
| U.S. Government/Agency | $372,273,022 | 5.6% |
| Cash | $884,148,427 | 13.3% |
| Municipal Bonds | $1,156,705,461 | 17.4% |
| Corporate - Investment Grade | $1,515,683,018 | 22.8% |
| Other | $1,050,341,740 | 15.8% |
| Total | $6,647,732,535 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| OAK HORIZON | CREST SUMMIT | JZUOOXUK8 | OSX | 9.52% | $87,501,877 |
| PEAK HORIZON | LEGACY ATLAS | JSOHX8Z89 | MXQ | 2.46% | $15,801,747 |
| HORIZON HARBOR UNISON | HORIZON FOCUS | YUDDM04ZL | FRZNO | 5.69% | $66,366,322 |
| MOMENTUM SIGNAL MOMENTUM | PATHWAY EMBER | D4ZUNA9ZR | UCSMW | 6.58% | $25,010,895 |
| ELEMENT RIDGE HORIZON | FUSION VECTOR | P2G8YBBRU | LPI | 10.28% | $112,765,769 |
| CAPITAL EMBER RIDGE | BEACON FOUNDATION | CYEN8VMTN | GVMT | 7.09% | $39,317,403 |
| CAPITAL HARBOR | CAPITAL RIDGE | HO5LQUZC0 | HTB | 9.07% | $119,805,983 |
| MATRIX RADIAL | MERIDIAN FOCUS | 0A58BOUEP | GWYKK | 11.18% | $3,283,882 |