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Morningstar Investment Management LLC

Morningstar Investment Management LLC. CRD 108031

M

CRD: 108031

Morningstar Investment Management LLC

$87.8B Total AUM
$87.8B Disc. AUM
-- 3Y CAGR
267 Employees
515,981 ADV. Clients
26 yrs Firm Age

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Firm Details

Custodian
Ascensus · Charles Schwab & Company · Lincoln Financial · Security Benefit · State Street · T. Rowe Price
Clients
Retail and Institutional
Platforms
Available
Established Date
10-18-1999
Office Locations
15

Office Locations

22 West Washington Street Chicago IL
-- Austin TX
-- Centerville UT

About Morningstar Investment Management LLC

Morningstar provides connected investment data, independent research and ratings, and investor-first tools used by advisors, wealth managers, asset managers, institutional investors, and fintechs. The firm supports portfolio construction and long-term portfolio strategies through research platforms, model portfolios, and portfolio management capabilities, with an emphasis on transparency, independence, and conflict-aware processes. Headquartered in Chicago with 40+ offices globally.

Team overview

45 AVG AGE
$1.7B AVG AUM / ADVISOR
$170.2K AVG AUM / CLIENT
2.5 yrs AVG TENURE
267 Employees
52 Advisory Reps
23 RIA Reps
26yrs Firm Age

Insights

Available
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Asset Classes

Available

Client Personas

Available

Investment Themes

Available

Investment Vehicles

Available

Platform

Available

Services

Available

Technology

Available

Owner & Executives

B

BROCK ALLAN JOHNSON

Co-President, Investment Advisor

CRD
--
Ownership
Less than 5%
Available
Available
Available
S

SARA FRANCES KASUN-FRETZ

Chief Compliance Officer, Secretary

CRD
#4904519
Ownership
Less than 5%
Available
Available
Available

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Contacts

F

Francis A Anello

--

CRD
#4483053
Available
Available
Available
R

REBECCA LYNN BENNETT

--

CRD
#4658991
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
05-13-2022
11-15-2023
12-02-2024
11-10-2025
03-27-2026
Category Assets AVG. Account size
Discretionary $87,824,400,000 $170,209
Non-Discretionary $0 --
Total $87,824,400,000 $170,209

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Public Funds:
Available
Private Funds:
Available
Cash:
Available
Asset class Assets Assets %
Public Funds Available Available
Private Funds Available Available
Cash Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
Available Available Available Available Available Available
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Available Available Available Available Available Available

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