CRD: 108031
Morningstar Investment Management LLC
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- Custodian
- Ascensus · Charles Schwab & Company · Lincoln Financial · Security Benefit · State Street · T. Rowe Price
- Clients
- Retail and Institutional
- Platforms
- Available in AdvizorPro
- Established Date
- 10-18-1999
- Office Locations
- 15
Office Locations
About Morningstar Investment Management LLC
Morningstar provides connected investment data, independent research and ratings, and investor-first tools used by advisors, wealth managers, asset managers, institutional investors, and fintechs. The firm supports portfolio construction and long-term portfolio strategies through research platforms, model portfolios, and portfolio management capabilities, with an emphasis on transparency, independence, and conflict-aware processes. Headquartered in Chicago with 40+ offices globally.
Reported data analysis
What the numbers show
Between November 10, 2025 and March 27, 2026, reported AUM increased 14.7%, from $76.6B to $87.8B.
Across 5 reported observations, AUM increased 56.6% between May 13, 2022 and March 27, 2026, from $56.1B to $87.8B.
Of the latest reported AUM, 100.0% is discretionary and 0.0% is non-discretionary.
The firm reports 52 advisory representatives and 515,981 clients, or 9,922.7 clients per representative. That equates to $170.2K in reported AUM per client.
The profile lists 15 reported office locations and 26 years in operation. The source data was last updated on March 27, 2026. Figures reflect reported regulatory data and may not include subsequent changes.
Team overview
Additional firm insights
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Available data coverage
- Asset Classes
- Client Personas
- Investment Themes
- Investment Vehicles
- Platform
- Services
- Technology
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The full Morningstar Investment Management LLC record includes the detailed values behind these data categories, along with filters and export-ready prospecting fields.
Owner & Executives
BROCK ALLAN JOHNSON
Co-President, Investment Advisor
- CRD
- --
- Ownership
- Less than 5%
SARA FRANCES KASUN-FRETZ
Chief Compliance Officer, Secretary
- CRD
- #4904519
- Ownership
- Less than 5%
Showing 2 of 3 owners & executives
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Francis A Anello
--
- CRD
- #4483053
REBECCA LYNN BENNETT
--
- CRD
- #4658991
Showing 2 of 27 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $87,824,400,000 | $170,209 |
| Non-Discretionary | $0 | -- |
| Total | $87,824,400,000 | $170,209 |
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Separately Managed Accounts
SMA allocation detail is available
Morningstar Investment Management LLC has reported separately managed account data across 3 asset classes. AdvizorPro provides the associated asset values, allocation percentages, and exportable breakdown.
13F Holdings | Q2 2026
Review the latest reported holdings
Morningstar Investment Management LLC's 13F holdings detail is available for Q2 2026, including issuer, security class, CUSIP, ticker, portfolio weight, and reported value.
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