This is a profile preview from the AdvizorPro Platform.
Request a Free TrialFirm Details
- Custodian
- Assetmark ยท Charles Schwab & Company
- Clients
- Retail and Institutional
- Platforms
- Value peak
- Established Date
- 03-24-1986
- Office Locations
- 2
Office Locations
About Mount Vernon Associates INC
Mount Vernon Associates is a boutique asset manager founded in 1986, built as an intentionally small team focused on opportunistic value investing tailored to each client. The firm manages portfolios for pension and profit-sharing plans, endowments, foundations, trusts, and private investors across retail and institutional channels. Public filings indicate a heavy use of ETFs alongside corporate and U.S. government fixed income.
Team overview
Insights
Asset Classes
Custodian
Investment Themes
Investment Vehicles
Services
Technology
Owner & Executives
MARK CARLSON SULLIVAN
Director, President
- CRD
- #1302578
- Ownership
- 50% but less than 75%
NANCY VAN DYKE O'HARA
Chief Compliance Officer, TREASURER, Vice President
- CRD
- --
- Ownership
- 25% but less than 50%
Showing 2 of 2 owners & executives
Unlock allContacts
No contact records available.
Showing 0 of 2 contacts
Unlock allAssets Under Management
| Category | Assets | AVG. Account size |
|---|---|---|
| Discretionary | $232,510,350 | $1,921,573 |
| Non-Discretionary | $0 | -- |
| Total | $232,510,350 | $1,921,573 |
Want deeper insight
into 45,000+ RIAs?
What you're seeing here is just the starting point.
Separately Managed Accounts
Total SMA Asset: $232,510,350
| Asset class | Assets | Assets % |
|---|---|---|
| Equity - Exchange | $249,485,805 | 7.4% |
| Corporate - Investment Grade | $316,914,400 | 9.4% |
| Corporate - Non-Investment Grade | $964,228,920 | 28.6% |
| Cash | $310,171,541 | 9.2% |
| U.S. Government/Agency | $758,571,703 | 22.5% |
| Other | $772,057,422 | 22.9% |
| Total | $3,371,429,791 | 100.0% |
13F Holdings | Q1 2026
| Issuer | Class | Cusip | Ticker | % | Value |
|---|---|---|---|---|---|
| DELTA ALPHA | TIMBER VALUE | CKTMKRCCF | ALQED | 8.94% | $55,005,576 |
| VECTOR ATLAS | LEGACY TIMBER | PHHSXJ68J | UROTT | 0.76% | $92,273,789 |
| CREST ALPHA | MATRIX NORTH | MRUKBH0DG | JYE | 4.15% | $90,787,615 |
| OPTIMA FOCUS VALUE | ATLAS MOMENTUM | TGCKSA8GZ | HLFPS | 4.66% | $38,803,516 |
| OAK CATALYST | ELEMENT ZENITH | DLPTDRR9U | FTXI | 4.25% | $7,453,679 |
| TIMBER CREST RADIAL | FUSION FRONTIER | KTZRMZJRM | ZNXBF | 7.62% | $108,358,616 |
| MATRIX EMBER | MATRIX WAVE | 6WHJKCRD0 | MNNB | 9.57% | $90,587,226 |
| FOCUS ELEMENT | BRIDGE CREST | NQ6XY7QT2 | KSWXV | 10.18% | $82,825,025 |