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Mraz AND Associates

Mraz AND Associates. CRD 158338

Mraz AND Associates logo

CRD: 158338

Mraz AND Associates

$917.5M Total AUM
$917.5M Disc. AUM
16.6% 3Y CAGR
6 Employees
491 ADV. Clients
14 yrs Firm Age

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Firm Details

Custodian
Charles Schwab & Company
Clients
Retail and Institutional
Platforms
--
Established Date
09-22-2011
Office Locations
1

Office Locations

1120 13th Street Suite C Modesto CA

About Mraz AND Associates

Mraz and Associates is a Modesto, CA RIA serving retail and institutional clients with customized investment plans built on a value-oriented, research-driven approach and high-touch service. Portfolios are primarily implemented with ETFs alongside mutual funds and U.S. government/agency bonds, and the firm provides broader financial planning support, including estate and risk management. Custody is held at Charles Schwab.

Team overview

59 AVG AGE
$183.5M AVG AUM / ADVISOR
$1.9M AVG AUM / CLIENT
10.4 yrs AVG TENURE
6 Employees
5 Advisory Reps
5 RIA Reps
14yrs Firm Age

Insights

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Asset Classes

Available

Custodian

Available

Investment Themes

Available

Investment Vehicles

Available

Services

Available

Owner & Executives

DAVID FREDERICK MRAZ

DAVID FREDERICK MRAZ

Chief Investment Officer

CRD
#809949
Ownership
25% but less than 50%
Available
Available
Available
GLORIA D MRAZ

GLORIA D MRAZ

CPA

CRD
--
Ownership
25% but less than 50%
Available
Available
Available

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Contacts

A

Angela Gabriela Gomez Guerrero

--

CRD
#8026604
Available
Available
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BENJAMIN OSBORN JOHNSON

BENJAMIN OSBORN JOHNSON

--

CRD
#6433993
Available
Available
Available

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Assets Under Management

Total AUM
Discretionary
Non-Discretionary
03-11-2022
04-10-2023
12-05-2024
05-12-2025
03-11-2026
Category Assets AVG. Account size
Discretionary $917,491,815 $711,786
Non-Discretionary $0 --
Total $917,491,815 $711,786

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Separately Managed Accounts

Total SMA Asset: Available

Locked Total SMA
Equity - Exchange:
Available
Public Funds:
Available
Cash:
Available
U.S. Government/Agency:
Available
Asset class Assets Assets %
Equity - Exchange Available Available
Public Funds Available Available
Cash Available Available
U.S. Government/Agency Available Available
Total Available Available

13F Holdings | Q2 2026

Issuer Class CUSIP Ticker % Value
Available Available Available Available Available Available
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